SourcingSourcing

FRISCH FINANCIAL GROUP, INC.

C29
CRD 126524·SEC 801-62300·MELVILLE, NY
AUM
$931.6M
$500M-$1B
Est. Revenue
$9.3M
@ 1% on AUM
Est. EBITDA
$2.8M
@ 30% margin
Est. Deal Value
$22.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FRISCH FINANCIAL GROUP, INC.
CRD
126524
SEC file #
801-62300
EIN
134066110
DBA names
—

Economics

AUM
$931.6M
AUM band
$500M-$1B
AUM trajectory
'20'26
$409.1M → $931.6M▲ +128%
Client mix
Individuals High Net Worth358
Individuals Other243

Operations

Employees (total)
18
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
5 advisors → 7 advisors▲ +40%
Primary office
MELVILLE NY
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/10/2026
ADV-W filed at
—
Website
frischfinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FRISCH, DAVID, ANDREW
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
FRISCH, DAVID, ANDREW
SACKS, JASON, MATTHEW
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FRISCHFINANCIAL.COM
Rdap Domain Creation Date
2003-05-14T21:39:25Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
Advanced Internet Technologies, Inc. (AIT)

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001767730
Edgar Registered
Yes
Edgar Filing Count
34
Edgar First Filing Date
2019-02-14
Edgar Last Filing Date
2026-05-05
Edgar 13f Count
32
Edgar 13f Latest AUM Estimate
Filing Date2026-05-05
Accession0001767730-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
6
Bc Firm Active IA Count
14
Bc Firm IAR Count
14
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
445 BROAD HOLLOW ROAD, SUITE 215MELVILLE, NY 11747
Business
445 BROAD HOLLOW ROAD, SUITE 215MELVILLE, NY 11747
Edgar EIN
134066110
Edgar Recent Filings
13F-HR2026-05-05 · 0001767730-26-000003
13F-HR2026-02-06 · 0001767730-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2035-05-14T21:39:25Z
Rdap Domain Last Changed
2026-03-17T21:26:59Z
Rdap Nameservers
Ns0.nameservices.netNs1.nameservices.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4547053
Trust Company Affiliate
No

People (8)

8
FRISCH, DAVID, ANDREW
IAR · Direct Owner · 87.5%
4547053
STREITHORST, JOYCE, ANN
IAR · Direct Owner · 7.5%
4358107
SACKS, JASON, MATTHEW
IAR · Direct Owner · 7.5%
2902189
GALLAGHER, SHAWN, PATRICK
IAR · Executive Officer · 2.5%
4821553
JOSIAH CHOY
IAR
5687874
Li Gettleman
IAR
8146724
PETER VITALE
IAR
2734872
KEVIN ALLEN LEEDS
IAR
3270436