SourcingSourcing

RETIREMENT FUND MANAGEMENT, LLC

B54
CRD 126573·SEC 801-69594·ATLANTA, GA
AUM
$769.7M
$500M-$1B
Est. Revenue
$7.7M
@ 1% on AUM
Est. EBITDA
$2.3M
@ 30% margin
Est. Deal Value
$18.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RETIREMENT FUND MANAGEMENT, LLC
CRD
126573
SEC file #
801-69594
EIN
—
DBA names
Retirement Fund Management

Economics

AUM
$769.7M
AUM band
$500M-$1B
AUM trajectory
'20'26
$508.8M → $769.7M▲ +51%
Client mix
Pension Profit Sharing Plans10

Operations

Employees (total)
4
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
3 advisors → 1 advisors▼ -67%
Primary office
ATLANTA GA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesPension consultingOther Advisory Services
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/28/2026
ADV-W filed at
—
Website
rfm401k.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MCCOY, MARK, EDWARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
MCCOY, MARK, EDWARD
McCoy, Anne, Bailey
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RFM401K.COM
Rdap Domain Creation Date
2006-07-05T14:10:04Z
Rdap Firm Age Years
20
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
5
Form 5500 Total Compensation
161,106
Form 5500 Compensation Trajectory 3y
2025161,106
Form 5500 Plan Count Trajectory 3y
20255
Schedule C Total Compensation
161,106
Schedule C Service Provider Rows
5

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Fidelity2
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-07-05T14:10:04Z
Rdap Domain Last Changed
2025-07-06T17:16:29Z
Rdap Nameservers
Ns-409.awsdns-51.comNs-638.awsdns-15.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2686877
Trust Company Affiliate
No

People (2)

2
MCCOY, MARK, EDWARD
IAR · Direct Owner · 87.5%
2686877
McCoy, Anne, Bailey
Executive Officer · 2.5%
7090820