SourcingSourcing

VALEO FINANCIAL ADVISORS, LLC

C23
CRD 127132·SEC 801-66402·CARMEL, IN
AUM
$12.96B
$1B+
Est. Revenue
$129.6M
@ 1% on AUM
Est. EBITDA
$38.9M
@ 30% margin
Est. Deal Value
$311.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VALEO FINANCIAL ADVISORS, LLC
CRD
127132
SEC file #
801-66402
EIN
272181913
DBA names
—

Economics

AUM
$12.96B
AUM band
$1B+
AUM trajectory
'20'26
$3.75B → $12.96B▲ +246%
Client mix
Individuals High Net Worth2,257
Individuals Other764
Charitable Organizations16
Corporations5

Operations

Employees (total)
178
Advisory staff (per ADV)
119
Advisory staff (5-yr trend)
'20'26
58 advisors → 119 advisors▲ +105%
Primary office
CARMEL IN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed feesOther Compensation

Filings

Latest ADV filing
04/30/2026
ADV-W filed at
—
Website
linkedin.com/company/valeo-financial-advisors-llc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TROTT, JOHN, CHARLES
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
TROTT, JOHN, CHARLES
WORTMAN, JOHN, THOMAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:valeo.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Participants
448
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20243
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Cik
0001496469
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2010-07-14
Edgar Last Filing Date
2010-07-14
Edgar Form D Count
1
Edgar Form D Offerings
2010-07-142010-07-14 · 0001140361-10-029391

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
E*trade4
Fidelity2
Edgar Addresses
Mailing
9450 N. MERIDIAN STREETSUITE 300INDIANAPOLIS, IN 46260
Business
9450 N. MERIDIAN STREETSUITE 300INDIANAPOLIS, IN 46260
Edgar EIN
272181913
Edgar Recent Filings
D2010-07-14 · 0001140361-10-029391
Fee Schedule
Bracket Ix45
Bracket I20
Bracket Iv11
Bracket Xii11
Bracket Xi10
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2081127
Trust Company Affiliate
No

People (53)

53
TROTT, JOHN, CHARLES
Direct Owner · 37.5%
2081127
WORTMAN, JOHN, THOMAS
Direct Owner · 37.5%
2635477
EVANS, PHILLIP, RICHARD
IAR · Direct Owner · 7.5%
2129789
PADGETT, JUSTIN, M
IAR · Direct Owner · 7.5%
5089654
Skelly, Connor, Michael
Executive Officer · 2.5%
7999915
DAVID LEE HECHT
IAR
2704238
Andrew Charles Michael
IAR
8002780
William Harrison Syrus
IAR
8004060
Madison Theile
IAR
7686010
Nick Frey
IAR
7875035
Audra Nicole Dial
IAR
7246613
Laura Kathleen Wilson
IAR
7421278
ROBERT JAMES EDWARDS
IAR
4559129
MELISSA BUCHERT
IAR
5133991
James Ambrose Scheri
IAR
8050830
Easton Meyer
IAR
7976049
FERNANDO LAWRENCE ORTIZ
IAR
1689372
JAMIE NICOLE VLADUCHICK
IAR
5528955
BRIAN NATHANIEL SPEAD
IAR
5230046
Virginia Leigh Fix
IAR
7532899
Zachary Allen O'Connor
IAR
7374780
Paige Sumner Sanfelippo
IAR
7129176
Luke Joseph Keller
IAR
8154117
DANIELA L AVILES
IAR
6810660
Trey Nobbe
IAR
8091135
Heath Lange
IAR
7350705
Joshua R Bowers
IAR
7940408
Kara M Wright
IAR
6599035
Zachary Meyer
IAR
6604121
Ali Hakim
IAR
7933037
Ryan David Price
IAR
7612603
James Brashaber
IAR
7002908
Clay Campbell
IAR
8185257
Charles Ney
IAR
7525498
HAYDEN Harrison LUDWIG
IAR
6948610
CHINTAN DESAI
IAR
6353200
CHARLOTTE LIPPERT
IAR
4553048
William Logan
IAR
6897404
Dylan Ray Brooks
IAR
6854049
Jacob Woodward
IAR
7425341
TED CHRISTOFOLIS
IAR
1382619
KYLE WILLIAM ERB
IAR
5030403
KATIE J Smith
IAR
6039855
LINDSEY ALYSHA FAIRCHILD
IAR
6622501
Colton Romine
IAR
7790706
CHAD DENNIS REED
IAR
4642816
NICHOLAS A FOHRER
IAR
6475231
Shelby Ferstl
IAR
7174453
Davis Odom
IAR
7860435
Noah Heim
IAR
7791424
Cody H Gutwein
IAR
7939186
KRISTEN M RUETH ALLEN
IAR
5814386
PHILLIP CHRISTOPHER MICKEL
IAR
4533371