FOUNDATION WEALTH MANAGEMENT, LLC

CRD

127134

SEC file #

801-62187

EIN

463008286

DBA names

—

Economics

AUM

$660.6M

AUM band

$500M-$1B

AUM trajectory

'20 · $324.1M

'21 · $395.4M

'22 · $455.9M

'23 · $529.4M

'25 · $593.2M

'26 · $660.6M

'20'26

$324.1M → $660.6M▲ +104%

sec adv history

Client mix

Individuals High Net Worth	194
Individuals Other	157
State Or Municipal Govt	5
Pension Profit Sharing Plans	3

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 3 advisors

'21 · 3 advisors

'22 · 3 advisors

'23 · 3 advisors

'25 · 4 advisors

'26 · 4 advisors

'20'26

3 advisors → 4 advisors▲ +33%

sec adv history

Primary office

CLAYTON MO

Branches

—

Custodian & Brokerage

Primary custodian

Fidelitylow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMFixed fees

Filings

Latest ADV filing

04/20/2026

ADV-W filed at

—

Website

fwmria.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

HARDIN, PAMELA, ANN

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

HARDIN, PAMELA, ANN

SUGARLOAF, LLC

Solo Advisor Indicator

Succession Risk Solo Owner

Yes

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

FWMRIA.COM

Rdap Domain Creation Date

2003-08-01T23:10:13Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

eNom, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0002011000

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2025-02-12

Edgar Last Filing Date

2026-04-22

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-22

Accession0001754960-26-000300

Edgar Former Names

Foundation Wealth Management, LLC\\PA

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Fidelity	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

9 WEST THIRD STREETMEDIA, PA 19063

Business

9 WEST THIRD STREETMEDIA, PA 19063

Edgar EIN

463008286

Edgar Recent Filings

13F-HR2026-04-22 · 0001754960-26-000300

13F-HR2026-01-15 · 0001754960-26-000072

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2026-08-01T23:10:13Z

Rdap Domain Last Changed

2025-07-17T07:34:54Z

Rdap Nameservers

Ns1.justhost.comNs2.justhost.com

Rdap Secure Dns Enabled

Rdap Status

Active

Top Owner CRD

1741367

Trust Company Affiliate