SourcingSourcing

BLUE WATER CAPITAL MANAGEMENT, LLC

B64
CRD 127193·SEC 801-130294·APEX, NC
AUM
$159.8M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$479K
@ 30% margin
Est. Deal Value
$3.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BLUE WATER CAPITAL MANAGEMENT, LLC
CRD
127193
SEC file #
801-130294
EIN
—
DBA names
—

Economics

AUM
$159.8M
AUM band
$100M-$500M
AUM trajectory
'25'26
$140.6M → $159.8M▲ +14%
Client mix
Individuals High Net Worth58
Individuals Other48

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
3 advisors → 2 advisors▼ -33%
Primary office
APEX NC
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/27/2026
ADV-W filed at
—
Website
bluewaterportfolios.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GREEN, TERRANCE, ANTHONY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
GREEN, TERRANCE, ANTHONY
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BLUEWATERPORTFOLIOS.COM
Rdap Domain Creation Date
2015-03-18T19:59:51Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
38,714
Form 5500 Compensation Trajectory 3y
202538,714
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
38,714
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-18T19:59:51Z
Rdap Domain Last Changed
2024-06-30T13:49:45Z
Rdap Nameservers
Ns07.domaincontrol.comNs08.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2743962
Trust Company Affiliate
No

People (4)

4
GREEN, TERRANCE, ANTHONY
IAR · Direct Owner · 87.5%
2743962
Deborah Lynn Hobart
IAR
7123806
HASKINS, MICHAEL, BRIAN
IAR
4853916
LARSEN, KAYLE, ERIK
IAR
2877627