SourcingSourcing

ALLEGIANCE FINANCIAL ADVISORS, INC.

C47
CRD 127293·SEC 801-121302·JACKSONVILLE, FL
AUM
$181.9M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$546K
@ 30% margin
Est. Deal Value
$4.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALLEGIANCE FINANCIAL ADVISORS, INC.
CRD
127293
SEC file #
801-121302
EIN
—
DBA names
—

Economics

AUM
$181.9M
AUM band
$100M-$500M
AUM trajectory
'22'26
$107.8M → $181.9M▲ +69%
Client mix
Individuals Other239
Individuals High Net Worth97
Pension Profit Sharing Plans1
Corporations1

Operations

Employees (total)
7
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'22'26
5 advisors → 6 advisors▲ +20%
Primary office
JACKSONVILLE FL
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/10/2026
ADV-W filed at
—
Website
allegianceadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DELLAPORTA, ALFRED, CHARLES
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
DELLAPORTA, ALFRED, CHARLES
TOTON, TAMMARA, ANN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ALLEGIANCEADVISORS.COM
Rdap Domain Creation Date
1999-09-02T20:24:06Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
7
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-09-02T20:24:06Z
Rdap Domain Last Changed
2025-07-04T07:04:27Z
Rdap Nameservers
Pdns01.domaincontrol.comPdns02.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1572372
Trust Company Affiliate
No

People (7)

7
DELLAPORTA, ALFRED, CHARLES
IAR · Direct Owner · 87.5%
1572372
TOTON, TAMMARA, ANN
IAR · Executive Officer · 2.5%
4544032
JOSEPH JAMES MALTESE
IAR
2615850
BRENDA ANNE BARRETT
IAR
4800525
CHRISTOPHER SAMUEL OSHEA
IAR
3098503
ERIK BAKER BROOKS
IAR
1637561
Michael G Della Porta
IAR
6715855