SourcingSourcing

COOKE WEALTH MANAGEMENT, LLC

A75
CRD 127309·SEC 801-132264·IRVINE, CA
AUM
$136.9M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$411K
@ 30% margin
Est. Deal Value
$3.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COOKE WEALTH MANAGEMENT, LLC
CRD
127309
SEC file #
801-132264
EIN
900110622
DBA names
—

Economics

AUM
$136.9M
AUM band
$100M-$500M
AUM trajectory
'25'26
$115.8M → $136.9M▲ +18%
Client mix
Individuals Other70
Individuals High Net Worth44

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
IRVINE CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/02/2026
ADV-W filed at
—
Website
cookewm.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COOKE, JOHN, THOMAS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
COOKE, JOHN, THOMAS
Cooke, Juliette, Anne
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
COOKEWM.COM
Rdap Domain Creation Date
2015-03-09T17:15:44Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002093659
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-01-21
Edgar Last Filing Date
2026-04-10
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-04-10
Accession0002093659-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
18881 VON KARMAN AVESUITE 1420IRVINE, CA 92612
Business
18881 VON KARMAN AVESUITE 1420IRVINE, CA 92612
Edgar EIN
900110622
Edgar Recent Filings
13F-HR2026-04-10 · 0002093659-26-000002
13F-HR2026-01-21 · 0002093659-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-09T17:15:44Z
Rdap Domain Last Changed
2026-02-22T18:09:04Z
Rdap Nameservers
Dns1.p07.nsone.netDns2.p07.nsone.netDns3.p07.nsone.netDns4.p07.nsone.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1454292
Trust Company Affiliate
No

People (2)

2
COOKE, JOHN, THOMAS
IAR · Direct Owner · 87.5%
1454292
Cooke, Juliette, Anne
IAR · Direct Owner · 17.5%
6744974