SourcingSourcing

TOOMEY INVESTMENT MANAGEMENT, INC

C45
CRD 127346·SEC 801-112517·WALLINGFORD, CT
AUM
$321.0M
$100M-$500M
Est. Revenue
$3.2M
@ 1% on AUM
Est. EBITDA
$963K
@ 30% margin
Est. Deal Value
$7.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TOOMEY INVESTMENT MANAGEMENT, INC
CRD
127346
SEC file #
801-112517
EIN
—
DBA names
—

Economics

AUM
$321.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$94.2M → $321.0M▲ +241%
Client mix
Individuals Other1,215
Individuals High Net Worth76
Pension Profit Sharing Plans6
Charitable Organizations3
Corporations2

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
2 advisors → 3 advisors▲ +50%
Primary office
WALLINGFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
01/27/2026
ADV-W filed at
—
Website
toomeyinvest.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TOOMEY, BRENDAN, RICHARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
TOOMEY, BRENDAN, RICHARD
TOOMEY, AUSTIN, PATRICK
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TOOMEYINVEST.COM
Rdap Domain Creation Date
2010-08-30T14:10:20Z
Rdap Firm Age Years
16
Rdap Firm Age Band
10-20y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3103
Soi Zip Pct 200k Plus
0.0829
Soi Zip Returns 200k Plus
1940
Soi Zip Total AGI
2,242,667
Fdic Zip Total Deposits
31,032,261,000
Fdic Zip Branch Count
418
Fdic Zip Top Banks
TD Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Fidelity4
E*trade4
Fdic Zip Branches Raw
Fleet Bank, National AssociationWallingford, CT
The Dime Savings Bank of WallingfordWallingford, CT
Fdic Zip HHI
809.37
Fdic Zip Top Bank Share Pct
18.12
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-30T14:10:20Z
Rdap Domain Last Changed
2025-08-01T04:20:26Z
Rdap Nameservers
Ns3.homestead.comNs4.homestead.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI60,387
Returns5,020
Stub 2
AGI166,583
Returns4,460
Stub 3
AGI241,894
Returns3,900
Soi Zip Total Business Income
71,649
Soi Zip Total Cap Gains
92,003
Soi Zip Total Dividends
46,897
Soi Zip Total Returns
23,400
Top Owner CRD
2195420
Trust Company Affiliate
No

People (3)

3
TOOMEY, BRENDAN, RICHARD
IAR · Direct Owner · 87.5%
2195420
TOOMEY, AUSTIN, PATRICK
IAR · Executive Officer · 2.5%
5982808
DANIEL Paul PERREAULT
IAR
6523633