SourcingSourcing

PRESTIGE WEALTH MANAGEMENT GROUP, LLC

B57
CRD 127381·SEC 801-72627·FLEMINGTON, NJ
AUM
$666.4M
$500M-$1B
Est. Revenue
$6.7M
@ 1% on AUM
Est. EBITDA
$2.0M
@ 30% margin
Est. Deal Value
$16.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PRESTIGE WEALTH MANAGEMENT GROUP, LLC
CRD
127381
SEC file #
801-72627
EIN
223346932
DBA names
—

Economics

AUM
$666.4M
AUM band
$500M-$1B
AUM trajectory
'20'26
$333.8M → $666.4M▲ +100%
Client mix
Individuals Other258
Individuals High Net Worth182

Operations

Employees (total)
13
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
7 advisors → 4 advisors▼ -43%
Primary office
FLEMINGTON NJ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/10/2026
ADV-W filed at
—
Website
linkedin.com/in/roy-williams(social)

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WILLIAMS, ROY, EVANS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
WILLIAMS, ROY, EVANS
SPIVACK, HOWARD, JEFFREY
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001772715
Edgar Registered
Yes
Edgar Filing Count
42
Edgar First Filing Date
2019-04-16
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
40
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0001772715-26-000009

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
4
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
31 STATE ROUTE 12FLEMINGTON, NJ 08822
Business
31 STATE ROUTE 12FLEMINGTON, NJ 08822
Edgar EIN
223346932
Edgar Recent Filings
13F-HR2026-05-13 · 0001772715-26-000009
13F-HR/A2026-02-20 · 0001772715-26-000008
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
1161149
Trust Company Affiliate
No

People (6)

6
WILLIAMS, ROY, EVANS
IAR · Direct Owner · 87.5%
1161149
HOWARD JEFFREY SPIVACK
Executive Officer · 2.5%
1746929
Paul Romano Esposito
IAR
4843860
Michael Louis Williams
IAR
7016872
Nathaniel Paul Hodgson
IAR
6316610
JOHN C DEANGELO
IAR
3038418