SourcingSourcing

BROADWING CAPITAL ADVISORS, INC.

A65
CRD 127513·SEC 801-129735·LARKSPUR, CA
AUM
$148.0M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$444K
@ 30% margin
Est. Deal Value
$3.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BROADWING CAPITAL ADVISORS, INC.
CRD
127513
SEC file #
801-129735
EIN
—
DBA names
—

Economics

AUM
$148.0M
AUM band
$100M-$500M
AUM trajectory
'25'26
$126.4M → $148.0M▲ +17%
Client mix
Individuals High Net Worth48
Individuals Other15

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
LARKSPUR CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/03/2026
ADV-W filed at
—
Website
broadwingcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KANE, KELLY, DOUGLAS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
KANE, KELLY, DOUGLAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BROADWINGCAPITAL.COM
Rdap Domain Creation Date
2000-04-10T14:04:36Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-04-10T14:04:36Z
Rdap Domain Last Changed
2025-02-09T07:06:45Z
Rdap Nameservers
Ns27.worldnic.comNs28.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1428717
Trust Company Affiliate
No

People (2)

2
KANE, KELLY, DOUGLAS
IAR · Direct Owner · 87.5%
1428717
MORGAN SELMI
IAR
8210023