SourcingSourcing

OLIVER CAPITAL MANAGEMENT, LLC

C50
CRD 127606·SEC 801-67157·SEATTLE, WA
AUM
$505.5M
$500M-$1B
Est. Revenue
$5.1M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$12.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OLIVER CAPITAL MANAGEMENT, LLC
CRD
127606
SEC file #
801-67157
EIN
000000000
DBA names
Oliver Capital Management

Economics

AUM
$505.5M
AUM band
$500M-$1B
AUM trajectory
'20'26
$208.6M → $505.5M▲ +142%
Client mix
Individuals Other342
Individuals High Net Worth110
Corporations26
Pension Profit Sharing Plans24

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
2 advisors → 1 advisors▼ -50%
Primary office
SEATTLE WA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
olivercapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OLIVER CAPITAL MANAGEMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
OLIVER CAPITAL MANAGEMENT
OLIVER, MARK, KENNETH
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
OLIVERCAPITAL.COM
Rdap Domain Creation Date
2003-05-31T02:37:59Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
DNC Holdings, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
72,532
Form 5500 Compensation Trajectory 3y
202572,532
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
72,532
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0002068462
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2025-07-24
Edgar Last Filing Date
2025-07-24
Edgar Form D Count
1
Edgar Form D Offerings
2025-07-242025-07-24 · 0000919574-25-004183

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
15 DOUGLAS DRIVESPARTA, NJ 07871
Business
15 DOUGLAS DRIVESPARTA, NJ 07871
Edgar EIN
000000000
Edgar Recent Filings
D2025-07-24 · 0000919574-25-004183
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-31T02:37:59Z
Rdap Domain Last Changed
2025-04-09T13:29:01Z
Rdap Nameservers
Ns0.directnic.comNs1.directnic.comNs2.directnic.comNs3.directnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (1)

1
OLIVER, MARK, KENNETH
IAR · Executive Officer · 2.5%
2856594