SourcingSourcing

PLOTKIN FINANCIAL ADVISORS, LLC

C35
CRD 127635·SEC 801-85168·CHEVY CHASE, MD
AUM
$255.9M
$100M-$500M
Est. Revenue
$2.6M
@ 1% on AUM
Est. EBITDA
$768K
@ 30% margin
Est. Deal Value
$6.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PLOTKIN FINANCIAL ADVISORS, LLC
CRD
127635
SEC file #
801-85168
EIN
593771594
DBA names
Peakstone Financial Advisors

Economics

AUM
$255.9M
AUM band
$100M-$500M
AUM trajectory
'20'26
$133.4M → $255.9M▲ +92%
Client mix
Individuals Other203
Individuals High Net Worth116

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
5 advisors → 3 advisors▼ -40%
Primary office
CHEVY CHASE MD
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesOther Compensation

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
pfallc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OCEANVIEW CONSULTANTS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
OCEANVIEW CONSULTANTS, LLC
IMPHONG, ERICH, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PFALLC.COM
Rdap Domain Creation Date
2003-08-04T15:55:45Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001826394
Edgar Registered
Yes
Edgar Filing Count
33
Edgar First Filing Date
2024-11-14
Edgar Last Filing Date
2026-05-11
Edgar 13f Count
26
Edgar 13f Latest AUM Estimate
Filing Date2026-05-11
Accession0001826394-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
8401 CONNECTICUT AVENUESUITE 401CHEVY CHASE, MD 20815
Business
8401 CONNECTICUT AVENUESUITE 401CHEVY CHASE, MD 20815
Edgar EIN
593771594
Edgar Recent Filings
13F-HR2026-05-11 · 0001826394-26-000002
13F-HR2026-02-19 · 0001826394-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-08-04T15:55:45Z
Rdap Domain Last Changed
2024-04-25T16:41:17Z
Rdap Nameservers
Bob.ns.cloudflare.comTia.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (2)

2
IMPHONG, ERICH, MICHAEL
IAR · Executive Officer · 2.5%
5083311
KRISTI LEIGH MURPHY
Executive Officer · 2.5%
3153904