SourcingSourcing

HERITAGE CAPITAL, LLC

A67
CRD 127650·SEC 801-132778·WOODBRIDGE, CT
AUM
$146.9M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$441K
@ 30% margin
Est. Deal Value
$3.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HERITAGE CAPITAL, LLC
CRD
127650
SEC file #
801-132778
EIN
851283046
DBA names
—

Economics

AUM
$146.9M
AUM band
$100M-$500M
AUM trajectory
'25'26
$128.9M → $146.9M▲ +14%
Client mix
Individuals Other78
Individuals High Net Worth68

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
WOODBRIDGE CT
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/06/2026
ADV-W filed at
—
Website
investfortomorrow.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SCHATZ, PAUL, BRIAN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
SCHATZ, PAUL, BRIAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
INVESTFORTOMORROW.COM
Rdap Domain Creation Date
2004-03-15T22:12:27Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
4
Form 5500 Total Participants
1,720
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20244
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Cik
0001862428
Edgar Registered
Yes
Edgar Filing Count
24
Edgar First Filing Date
2021-05-17
Edgar Last Filing Date
2026-05-20
Edgar 13f Count
24
Edgar 13f Latest AUM Estimate
Filing Date2026-05-20
Accession0001376474-26-000386

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Axos Advisor Services2
Edgar Addresses
Mailing
2050 15TH STREETDETROIT, MI 48216
Business
2050 15TH STREETDETROIT, MI 48216
Edgar EIN
851283046
Edgar Recent Filings
13F-HR2026-05-20 · 0001376474-26-000386
13F-HR2026-02-13 · 0001376474-26-000174
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-15T21:12:27Z
Rdap Domain Last Changed
2026-04-17T17:30:15Z
Rdap Nameservers
Ns57.domaincontrol.comNs58.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2241878
Trust Company Affiliate
No

People (3)

3
SCHATZ, PAUL, BRIAN
IAR · Direct Owner · 87.5%
2241878
RONALD ROBERT MILONE
IAR
4200818
CHRISTOPHER TODD ANGLE
IAR
3149166