SourcingSourcing

CWC ADVISORS, LLC

B51
CRD 127739·SEC 801-62369·LAKE OSWEGO, OR
AUM
$445.3M
$100M-$500M
Est. Revenue
$4.5M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CWC ADVISORS, LLC
CRD
127739
SEC file #
801-62369
EIN
931291657
DBA names
—

Economics

AUM
$445.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$95.4M → $445.3M▲ +367%
Client mix
Individuals High Net Worth231
Pooled Investment Vehicles1

Operations

Employees (total)
9
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
4 advisors → 8 advisors▲ +100%
Primary office
LAKE OSWEGO OR
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehicles
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/14/2026
ADV-W filed at
—
Website
cwcgroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CLELAND WOOLWORTH CAPITAL
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
CLELAND WOOLWORTH CAPITAL
CLELAND, THANE, ALAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CWCGROUP.COM
Rdap Domain Creation Date
2002-01-30T16:21:16Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
Register.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001520683
Edgar Registered
Yes
Edgar Filing Count
16
Edgar First Filing Date
2011-05-19
Edgar Last Filing Date
2026-04-16
Edgar 13f Count
16
Edgar 13f Latest AUM Estimate
Filing Date2026-04-16
Accession0001941040-26-000223

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
10
Bc Firm Active IA Count
15
Bc Firm IAR Count
15
Custodian Candidates
Full
Charles Schwab12
Pershing4
E*trade4
Edgar Addresses
Mailing
5800 MEADOWS ROADSUITE 230LAKE OSWEGO, OR 97035
Business
5800 MEADOWS ROADSUITE 230LAKE OSWEGO, OR 97035
Edgar EIN
931291657
Edgar Recent Filings
13F-HR2026-04-16 · 0001941040-26-000223
13F-HR2026-01-26 · 0001941040-26-000043
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-01-30T16:21:16Z
Rdap Domain Last Changed
2025-12-31T07:43:44Z
Rdap Nameservers
Dns101.register.comDns102.register.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (5)

5
WOOLWORTH, GARY, RICHARD
IAR · Executive Officer · 2.5%
2827052
CLELAND, THANE, ALAN
IAR · Executive Officer · 2.5%
1788286
BRYAN WILLIAM WIEPERT
IAR
4143203
JEFFREY TODD HUSSEY
IAR
4566370
OGARD, ERIK, WILLIAM
IAR
2316458