SourcingSourcing

ASSABET ADVISORS, LLC

C44
CRD 127795·SEC 801-120592·HOLDEN, MA
AUM
$171.4M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$514K
@ 30% margin
Est. Deal Value
$4.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ASSABET ADVISORS, LLC
CRD
127795
SEC file #
801-120592
EIN
—
DBA names
—

Economics

AUM
$171.4M
AUM band
$100M-$500M
AUM trajectory
'22'26
$134.5M → $171.4M▲ +27%
Client mix
Individuals High Net Worth45
Individuals Other32

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
2 advisors → 3 advisors▲ +50%
Primary office
HOLDEN MA
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/11/2026
ADV-W filed at
—
Website
assabetadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
USHMAN, WAYNE, MARTIN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
USHMAN, WAYNE, MARTIN
JACOBSEN, ROBERT, EDWARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ASSABETADVISORS.COM
Rdap Domain Creation Date
2003-08-12T22:01:24Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-08-12T22:01:24Z
Rdap Domain Last Changed
2022-09-02T22:01:16Z
Rdap Nameservers
Ns01.domaincontrol.comNs02.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4686174
Trust Company Affiliate
No

People (3)

3
USHMAN, WAYNE, MARTIN
IAR · Direct Owner · 87.5%
4686174
JACOBSEN, ROBERT, EDWARD
IAR · Direct Owner · 37.5%
6413252
THOMAS MARTIN JACOBSEN
IAR
8161053