SourcingSourcing

OXFORD SQUARE MANAGEMENT, LLC

C48
CRD 127888·SEC 801-62278·GREENWICH, CT
AUM
$306.7M
$100M-$500M
Est. Revenue
$3.1M
@ 1% on AUM
Est. EBITDA
$920K
@ 30% margin
Est. Deal Value
$7.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OXFORD SQUARE MANAGEMENT, LLC
CRD
127888
SEC file #
801-62278
EIN
—
DBA names
—

Economics

AUM
$306.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$467.1M → $306.7M▼ -34%
Client mix
Business Devel Companies1

Operations

Employees (total)
23
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
10 advisors → 7 advisors▼ -30%
Primary office
GREENWICH CT
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
oxfordfunds.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OXFORD FUNDS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
OXFORD FUNDS, LLC
COHEN, JONATHAN, HARRIS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
OXFORDFUNDS.COM
Rdap Domain Creation Date
2016-03-17T14:28:40Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-19T11:59:59Z
Rdap Domain Last Changed
2025-03-20T11:47:44Z
Rdap Nameservers
Ns07.domaincontrol.comNs08.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (5)

5
COHEN, JONATHAN, HARRIS
Executive Officer · 2.5%
1855647
ROSENTHAL, SAUL, BARAK
Executive Officer · 2.5%
3125081
RUBIN, BRUCE, LAWRENCE
Executive Officer · 2.5%
6554037
CUMMINS, GERALD, RICHARD
Executive Officer · 2.5%
1322563
WIGHT, GINA, GIACHETTI
IAR
5353376