SourcingSourcing

KEEL POINT, LLC

C24
CRD 127902·SEC 801-62249·HUNTSVILLE, AL
AUM
$3.46B
$1B+
Est. Revenue
$34.6M
@ 1% on AUM
Est. EBITDA
$10.4M
@ 30% margin
Est. Deal Value
$83.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KEEL POINT, LLC
CRD
127902
SEC file #
801-62249
EIN
000000000
DBA names
—

Economics

AUM
$3.46B
AUM band
$1B+
AUM trajectory
'20'26
$2.08B → $3.46B▲ +66%
Client mix
Individuals High Net Worth757
Individuals Other718
Corporations34
Pension Profit Sharing Plans6
Charitable Organizations5

Operations

Employees (total)
76
Advisory staff (per ADV)
39
Advisory staff (5-yr trend)
'20'26
30 advisors → 39 advisors▲ +30%
Primary office
HUNTSVILLE AL
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitymedium confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed feesPerformance-based fees

Filings

Latest ADV filing
05/29/2025
ADV-W filed at
—
Website
facebook.com/keelpointllc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KEEL POINT PARTNERS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
KEEL POINT PARTNERS, LLC
BATES, MICHAEL, LINDSAY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:keelpoint.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
119,426
Form 5500 Compensation Trajectory 3y
2025119,426
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
119,426
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001616980
Edgar Registered
Yes
Edgar Filing Count
71
Edgar First Filing Date
2014-12-23
Edgar Last Filing Date
2018-03-15
Edgar Form D Count
4
Edgar Form D Offerings
2016-02-112016-02-11 · 0001616980-16-000005
2016-02-052016-02-05 · 0001616980-16-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
34
Bc Firm Active IA Count
47
Bc Firm IAR Count
47
Custodian Candidates
Window
Fidelity1
Full
Goldman Sachs8
Jpmorgan4
E*trade4
Fidelity3
Edgar Addresses
Mailing
17605 WRIGHT STREETOMAHA, NE 68130
Business
17605 WRIGHT STREETOMAHA, NE 68130
Edgar EIN
000000000
Edgar Recent Filings
NSAR-A2018-03-15 · 0001580642-18-001569
N-8F ORDR2018-01-30 · 9999999997-18-000604
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (49)

49
MAYES, ROBERT, CARL
IAR · Executive Officer · 2.5%
719831
PARKS, DAVID, MELVILLE
IAR · Executive Officer · 2.5%
1963068
MINTON, EDWARD, LYLE
IAR · Executive Officer · 2.5%
4131106
PERRY, JAMES, MICHAEL
IAR · Executive Officer · 2.5%
1189342
BATES, MICHAEL, LINDSAY
Executive Officer · 2.5%
5822091
Blount, Jason, Robert
Executive Officer · 2.5%
6934998
Brianna German Parker
IAR
7782039
Michael King Stanley
IAR
7387473
Blake Waggoner
IAR
7251672
KEITH MCCAULEY PENDERGRAST
IAR
4622193
JONATHAN JARRETT CRAWFORD
IAR
5091911
GISLE GARMANN SORLI
IAR
5245039
JOSEPH ANTHONY MOORE
IAR
5953357
TUCKER VINCENT BRADDOCK
IAR
2974768
KYLE D FINDLAY
IAR
4888560
BEVERLY GWEN BRACKINS
IAR
6459371
STEVEN LYNN SKANCKE
IAR
5327191
LEROY ANDERSON BIZZELL
IAR
4057535
Henry Cowan
IAR
7684563
BRIAN SCOTT COPELAND
IAR
4772516
STEVEN RICHARD O LEARY
IAR
2550049
Caleb Duke
IAR
8080660
Aaron Ray Eppard
IAR
6653613
ANTHONY GERARD BENSON
IAR
5523577
GEOFFREY MATTHEW THORNETT
IAR
4697516
THOMAS PATRICK O CONNOR
IAR
5548224
Vanessa Renee Kraus
IAR
6722333
WILLIAM CALEB FORE
IAR
5927151
JASON D LANDERS
IAR
4568522
AMBER LAVON REED CHRISTOPHER
IAR
4935457
MATTHEW EDWARD KERR
IAR
6626404
Matthew Martindale
IAR
7449629
LISA MARIE WISEMAN
IAR
2654948
AMANDA LEIGH AHMED
IAR
6325639
Wesley Fenner Reeder
IAR
7387535
Kyle Joseph Wegrzyn
IAR
6782172
DANIEL LAWRENCE SMITH
IAR
2223663
JONATHAN JAY EDWARDS
IAR
2074893
JACOB RYAN STEWART
IAR
5610995
Charles David Robinson
IAR
708901
MARISSA MANZO TAYLOR
IAR
5744348
Joshua Floyd
IAR
7758314
MICHELLE COOK
IAR
3037677
DAVID L LITTLE
IAR
5061838
ANDREW MICHAEL CHAPMAN
IAR
5942667
Robert Allan Edry
IAR
7068753
Robert George Burleson
IAR
2581973
Morgan Crampton
IAR
7190434
TIMOTHY FREDERICK MULLIN
IAR
6625865