SourcingSourcing

PHILIP VONGONTARD, CFA, LLC

C45
CRD 127938·SEC 801-67108·ST.LOUIS, MO
AUM
$312.9M
$100M-$500M
Est. Revenue
$3.1M
@ 1% on AUM
Est. EBITDA
$939K
@ 30% margin
Est. Deal Value
$7.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PHILIP VONGONTARD, CFA, LLC
CRD
127938
SEC file #
801-67108
EIN
—
DBA names
—

Economics

AUM
$312.9M
AUM band
$100M-$500M
AUM trajectory
'20'26
$179.6M → $312.9M▲ +74%
Client mix
Individuals High Net Worth42
Individuals Other31

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
ST.LOUIS MO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
07/09/2025
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
VON GONTARD, PHILIP, NMN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
VON GONTARD, PHILIP, NMN
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
4695906
Trust Company Affiliate
No

People (1)

1
PHILIP NMN VON GONTARD
Direct Owner · 87.5%
4695906