SourcingSourcing

RUTHERFORD ASSET PLANNING, INC.

A68
CRD 128036·SEC 801-62324·TAMPA, FL
AUM
$181.3M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$544K
@ 30% margin
Est. Deal Value
$4.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RUTHERFORD ASSET PLANNING, INC.
CRD
128036
SEC file #
801-62324
EIN
—
DBA names
—

Economics

AUM
$181.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$156.4M → $181.3M▲ +16%
Client mix
Individuals High Net Worth41
Individuals Other36

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
2 advisors → 1 advisors▼ -50%
Primary office
TAMPA FL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/04/2026
ADV-W filed at
—
Website
rutherfordasset.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
AMBURGEY, KEITH, ANTHONY
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
AMBURGEY, KEITH, ANTHONY
RUTHERFORD, RONALD, KYLE
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RUTHERFORDASSET.COM
Rdap Domain Creation Date
1998-03-25T05:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
Bluehost Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-03-24T04:00:00Z
Rdap Domain Last Changed
2023-05-12T02:52:40Z
Rdap Nameservers
Ns1.bluehost.comNs2.bluehost.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2313912
Trust Company Affiliate
No

People (3)

3
AMBURGEY, KEITH, ANTHONY
IAR · Direct Owner · 62.5%
2313912
RUTHERFORD, RONALD, KYLE
Direct Owner · 37.5%
1077483
SUZZETTE BAGAYBAGAYAN RUTHERFORD
Direct Owner · 37.5%
1077488