SourcingSourcing

ROBOTTI & COMPANY ADVISORS, LLC

C48
CRD 128093·SEC 801-60314·NEW YORK, NY
AUM
$949.8M
$500M-$1B
Est. Revenue
$9.5M
@ 1% on AUM
Est. EBITDA
$2.8M
@ 30% margin
Est. Deal Value
$22.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ROBOTTI & COMPANY ADVISORS, LLC
CRD
128093
SEC file #
801-60314
EIN
—
DBA names
—

Economics

AUM
$949.8M
AUM band
$500M-$1B
AUM trajectory
'20'26
$493.3M → $949.8M▲ +93%
Client mix
Individuals High Net Worth192
Individuals Other33
Pension Profit Sharing Plans15
Pooled Investment Vehicles5
Charitable Organizations5

Operations

Employees (total)
18
Advisory staff (per ADV)
14
Advisory staff (5-yr trend)
'20'26
10 advisors → 14 advisors▲ +40%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
robotti.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ROBOTTI & COMPANY,
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
ROBOTTI & COMPANY,
ROBOTTI, ROBERT, EDWARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ROBOTTI.COM
Rdap Domain Creation Date
1996-08-06T04:00:00Z
Rdap Firm Age Years
30
Rdap Firm Age Band
20+y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001171692
Edgar Registered
Yes
Edgar Filing Count
131
Edgar First Filing Date
2002-04-19
Edgar Last Filing Date
2015-06-22
Edgar 13f Count
28
Edgar 13f Latest AUM Estimate
Filing Date2013-11-14
Accession0000919574-13-006554

Compliance & brand

Firm Registration Status
active

All other collected signals (15)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
5
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Pershing8
Charles Schwab6
Raymond James6
E*trade4
Interactive Brokers2
Edgar Addresses
Mailing
6 EAST 43RD STREET, 23RD FLOORNEW YORK, NY 10017
Edgar Recent Filings
32015-06-22 · 0000919574-15-005023
13F-HR2013-11-14 · 0000919574-13-006554
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-05T04:00:00Z
Rdap Domain Last Changed
2025-07-24T21:29:08Z
Rdap Nameservers
Ns-1229.awsdns-25.orgNs-1888.awsdns-44.co.ukNs-393.awsdns-49.comNs-528.awsdns-02.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (11)

11
ROBERT EDWARD ROBOTTI
Executive Officer · 2.5%
732905
ROBOTTI, SUZANNE, BENSON
Executive Officer · 2.5%
4616454
SEKLIR, NANCY, ELIZABETH
Executive Officer · 2.5%
1756843
WASIAK, KENNETH, RONALD
Executive Officer · 2.5%
1485703
DENNIS MICHAEL KELLEHER
Executive Officer · 2.5%
2107342
ERWIN I MEVORAH
Executive Officer · 2.5%
1944735
THEO LAURENTIUS VAN DER MEER
IAR
6093930
Matthew Donald Gittings
IAR
7704858
DAVID ANDREW KAISER
IAR
4966564
SPENCER EARLE CIBELLI
IAR
7133504
Isaac David Senehi
IAR
7654399