SourcingSourcing

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

C28
CRD 128097·SEC 801-66144·BEND, OR
AUM
$266.1M
$100M-$500M
Est. Revenue
$2.7M
@ 1% on AUM
Est. EBITDA
$798K
@ 30% margin
Est. Deal Value
$6.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAPSTONE WEALTH MANAGEMENT GROUP, LLC
CRD
128097
SEC file #
801-66144
EIN
813256330
DBA names
—

Economics

AUM
$266.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$138.7M → $266.1M▲ +92%
Client mix
Individuals Other212
Individuals High Net Worth83

Operations

Employees (total)
6
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
4 advisors → 5 advisors▲ +25%
Primary office
BEND OR
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/11/2026
ADV-W filed at
—
Website
capstonewmg.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CONRADS, JAMES, MICHAEL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
CONRADS, JAMES, MICHAEL
SERRAPEDE, KEVIN, JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CAPSTONEWMG.COM
Rdap Domain Creation Date
2003-05-09T04:13:51Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
Cloudflare, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001923052
Edgar Registered
Yes
Edgar Filing Count
20
Edgar First Filing Date
2022-04-12
Edgar Last Filing Date
2026-04-29
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-04-29
Accession0001951757-26-000753

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Pershing4
E*trade4
Edgar Addresses
Mailing
1202 MEADE STREETDUNMORE, PA 18512
Business
1202 MEADE STREETDUNMORE, PA 18512
Edgar EIN
813256330
Edgar Recent Filings
13F-HR2026-04-29 · 0001951757-26-000753
13F-HR2026-02-13 · 0001951757-26-000442
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-11T04:59:59Z
Rdap Domain Last Changed
2025-12-12T04:10:10Z
Rdap Nameservers
Fred.ns.cloudflare.comMelinda.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4522725
Trust Company Affiliate
No

People (7)

7
CONRADS, JAMES, MICHAEL
IAR · Direct Owner · 87.5%
4522725
SERRAPEDE, KEVIN, JOHN
IAR · Executive Officer · 2.5%
2074389
GAINES, DEVON, A.
IAR
5274324
Joseph John Serrapede
IAR
7832203
RONALD RAYMOND STONER
IAR
5221478
GARD, LOREN, THOMAS
IAR
3201086
Forste, Tiffany, Michelle Setzke
IAR
7523398