SourcingSourcing

TEMPLETON FINANCIAL SERVICES INC.

C40
CRD 128240·SEC 801-66521·CHANDLER, AZ
AUM
$441.8M
$100M-$500M
Est. Revenue
$4.4M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TEMPLETON FINANCIAL SERVICES INC.
CRD
128240
SEC file #
801-66521
EIN
—
DBA names
—

Economics

AUM
$441.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$445.0M → $441.8M▼ -1%
Client mix
Individuals High Net Worth315

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
3 advisors → 4 advisors▲ +33%
Primary office
CHANDLER AZ
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
tfsformunis.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Johnson, Joshua, Brandon
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
Johnson, Joshua, Brandon
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TFSFORMUNIS.COM
Rdap Domain Creation Date
2003-09-18T14:50:49Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (15)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Fee Schedule
Bracket Iv95
Bracket Vi3
Bracket I1
Bracket Xi1
Bracket Ii0
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-18T14:50:49Z
Rdap Domain Last Changed
2023-09-19T13:49:55Z
Rdap Nameservers
Ns05.domaincontrol.comNs06.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
6887834
Trust Company Affiliate
No

People (3)

3
Johnson, Joshua, Brandon
IAR · Direct Owner · 87.5%
6887834
LEONARD EDWARD TEMPLETON
IAR
810305
Jameson Zimmerman
IAR
8027351