SourcingSourcing

ALPHASIMPLEX GROUP, LLC

C35
CRD 128356·SEC 801-62448·BOSTON, MA
AUM
$3.09B
$1B+
Est. Revenue
$30.9M
@ 1% on AUM
Est. EBITDA
$9.3M
@ 30% margin
Est. Deal Value
$74.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALPHASIMPLEX GROUP, LLC
CRD
128356
SEC file #
801-62448
EIN
000000000
DBA names
—

Economics

AUM
$3.09B
AUM band
$1B+
AUM trajectory
'20'26
$4.57B → $3.09B▼ -32%
Client mix
Investment Companies7
Pooled Investment Vehicles5

Operations

Employees (total)
33
Advisory staff (per ADV)
17
Advisory staff (5-yr trend)
'20'26
22 advisors → 17 advisors▼ -23%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
linkedin.com/company/alphasimplex(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
VIRTUS PARTNERS, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
VIRTUS PARTNERS, INC.
AYLWARD, GEORGE, ROBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:alphasimplex.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001458244
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2009-10-30
Edgar Last Filing Date
2010-04-27
Edgar Form D Count
2
Edgar Form D Offerings
2010-04-272010-04-27 · 0000919574-10-003010
2009-10-302009-10-30 · 0000919574-09-015893

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Goldman Sachs6
E*trade4
State Street3
U.s. Bank2
Morgan Stanley2
Edgar Addresses
Mailing
C/O ALPHASIMPLEX GROUP, LLCONE CAMBRIDGE CENTERCAMBRIDGE, MA 02142
Business
C/O ALPHASIMPLEX GROUP, LLCONE CAMBRIDGE CENTERCAMBRIDGE, MA 02142
Edgar EIN
000000000
Edgar Recent Filings
D/A2010-04-27 · 0000919574-10-003010
D2009-10-30 · 0000919574-09-015893
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (4)

4
AYLWARD, GEORGE, ROBERT
Executive Officer · 2.5%
4932163
EIKEBOOM, ARNOUT, MICHIEL
Executive Officer · 2.5%
4297832
MATHUS, BRENT, RYAN
Executive Officer · 2.5%
3077454
PURKALITIS, ANDRA, CYNTHIA
Executive Officer · 2.5%
3070864