SourcingSourcing

ETF PORTFOLIO PARTNERS, INC.

C29
CRD 128366·SEC 801-80946·LEAWOOD, KS
AUM
$431.1M
$100M-$500M
Est. Revenue
$4.3M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ETF PORTFOLIO PARTNERS, INC.
CRD
128366
SEC file #
801-80946
EIN
010794858
DBA names
—

Economics

AUM
$431.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$168.8M → $431.1M▲ +155%
Client mix
Individuals Other322
Individuals High Net Worth107
Corporations8
Charitable Organizations6

Operations

Employees (total)
8
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
2 advisors → 4 advisors▲ +100%
Primary office
LEAWOOD KS
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPublication of periodicals
Fee basis
% of AUM

Filings

Latest ADV filing
01/23/2026
ADV-W filed at
—
Website
etfpp.com

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ROMEY, DEBORAH, DONNA
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
ROMEY, DEBORAH, DONNA
ROMEY, RICHARD, DEAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ETFPP.COM
Rdap Domain Creation Date
2012-09-26T03:01:16Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001635342
Edgar Registered
Yes
Edgar Filing Count
48
Edgar First Filing Date
2015-03-10
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
46
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0001635342-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
4831 W. 136TH STREETSUITE 300LEAWOOD, KS 66224
Business
4831 W. 136TH STREETSUITE 300LEAWOOD, KS 66224
Edgar EIN
010794858
Edgar Recent Filings
13F-HR2026-05-13 · 0001635342-26-000002
13F-HR2026-01-20 · 0001635342-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-26T03:01:16Z
Rdap Domain Last Changed
2025-07-27T06:27:48Z
Rdap Nameservers
Ns1.bluehost.comNs2.bluehost.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1130440
Trust Company Affiliate
No

People (5)

5
ROMEY, RICHARD, DEAN
IAR · Direct Owner · 37.5%
1390931
ROMEY, DEBORAH, DONNA
Direct Owner · 37.5%
1130440
Courtney Nichole Hicks
IAR
8035897
William Charles Romey
IAR
7408760
Nicholas Montague Romey
IAR
6980654