SourcingSourcing

MOLLOT & HARDY, INC.

A82
CRD 128377·SEC 801-112787·AMHERST, NY
AUM
$80.6M
$25M-$100M
Est. Revenue
$806K
@ 1% on AUM
Est. EBITDA
$242K
@ 30% margin
Est. Deal Value
$1.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MOLLOT & HARDY, INC.
CRD
128377
SEC file #
801-112787
EIN
—
DBA names
—

Economics

AUM
$80.6M
AUM band
$25M-$100M
AUM trajectory
'20'26
$57.2M → $80.6M▲ +41%
Client mix
Individuals Other67
Individuals High Net Worth10

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
5 advisors → 2 advisors▼ -60%
Primary office
AMHERST NY
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsEducational Seminars Workshops
Fee basis
% of AUM

Filings

Latest ADV filing
03/13/2026
ADV-W filed at
—
Website
linkedin.com/company/mollot-hardy-inc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MOLLOT, ALAN, RICHARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
MOLLOT, ALAN, RICHARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2432
Soi Zip Pct 200k Plus
0.0671
Soi Zip Returns 200k Plus
690
Soi Zip Total AGI
869,674
Fdic Zip Total Deposits
12,115,197,000
Fdic Zip Branch Count
170
Fdic Zip Top Banks
Manufacturers and Traders Trust Company
Northwest Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Pershing4
E*trade4
Fdic Zip Branches Raw
Lockport Savings BankAmherst, NY
Lockport Savings BankTown Of Cheektowaga, NY
Fdic Zip HHI
1176.92
Fdic Zip Top Bank Share Pct
22.26
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI35,130
Returns2,890
Stub 2
AGI81,919
Returns2,220
Stub 3
AGI99,037
Returns1,610
Soi Zip Total Business Income
30,352
Soi Zip Total Cap Gains
27,333
Soi Zip Total Dividends
13,342
Soi Zip Total Returns
10,280
Top Owner CRD
816494
Trust Company Affiliate
No

People (2)

2
MOLLOT, ALAN, RICHARD
IAR · Direct Owner · 87.5%
816494
SANFORD GARRY SEIDE
IAR
1037938