SourcingSourcing

CARY STREET PARTNERS INVESTMENT ADVISORY LLC

C27
CRD 128545·SEC 801-64239·RICHMOND, VA
AUM
$10.25B
$1B+
Est. Revenue
$102.5M
@ 1% on AUM
Est. EBITDA
$30.8M
@ 30% margin
Est. Deal Value
$246.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD
128545
SEC file #
801-64239
EIN
200544286
DBA names
Cary Street Partners

Economics

AUM
$10.25B
AUM band
$1B+
AUM trajectory
'20'26
$1.62B → $10.25B▲ +534%
Client mix
Individuals Other4,466
Individuals High Net Worth2,175
Pension Profit Sharing Plans190
Corporations100
Charitable Organizations53

Operations

Employees (total)
182
Advisory staff (per ADV)
85
Advisory staff (5-yr trend)
'20'26
37 advisors → 85 advisors▲ +130%
Primary office
RICHMOND VA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed feesPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
linkedin.com/company/cary-street-partners(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CARY STREET PARTNERS
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
CARY STREET PARTNERS
BAYNE, WALTER, DONALD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
2
Form 5500 Total Participants
303
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20242
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001475045
Edgar Registered
Yes
Edgar Filing Count
35
Edgar First Filing Date
2009-11-20
Edgar Last Filing Date
2026-04-29
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-04-29
Accession0001475045-26-000003
Edgar Form D Count
19
Edgar Form D Offerings
2024-10-252024-10-25 · 0001475045-24-000010
2024-08-022024-08-02 · 0001475045-24-000005
Edgar Former Names
LUXON FINANCIAL LLC
Cary Street Partners Holdings, LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
37
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
Charles Schwab6
Wells Fargo4
E*trade4
Edgar Addresses
Mailing
901 EAST BYRD STREETSUITE 1001RICHMOND, VA 23219
Business
901 EAST BYRD STREETSUITE 1001RICHMOND, VA 23219
Edgar EIN
200544286
Edgar Recent Filings
13F-HR2026-04-29 · 0001475045-26-000003
13F-HR2026-02-09 · 0001475045-26-000001
Fee Schedule
Bracket Ix55
Bracket I28
Bracket Xi6
Bracket Iv4
Bracket Iii3
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (56)

56
GALLUP, WESLEY, HAMILTON
IAR · Executive Officer · 2.5%
5037007
BAYNE, WALTER, DONALD
Executive Officer · 2.5%
4427332
MITCHELL, KEVIN, LEE
Executive Officer · 2.5%
3085157
RUBIN, MATTHEW, LAWRENCE
Executive Officer · 2.5%
3057508
SCHMUCKLER, JOSEPH,
Executive Officer · 2.5%
1156472
TULLIDGE, THOMAS, HOGSHEAD
Executive Officer · 2.5%
2858022
OLIVER, NANCY, RIGGLEMAN
Executive Officer · 2.5%
6881874
CHERI ANN LITZENBURG
IAR
4059566
GINA LESTER ROWE
IAR
5985204
MARIA PATTON
IAR
5564544
SHEILA L PENLEY
IAR
5308944
Michael Joseph Doyle
IAR
2401542
ALAN JOEL REEF
IAR
1729281
LESLIE DINGA MORSE
IAR
2822982
James Michael Childress
IAR
1170910
John Richard Farrell
IAR
7389796
Rachel Marie Owen
IAR
7035449
Tyler Vitale
IAR
6820114
Kyle Saul
IAR
8123434
Nicolette Sophia Stallone
IAR
7944246
DANIEL WHITING CLENDENIN
IAR
5379874
THOMAS DUANE FAUGHT
IAR
1641238
THEODORE RAY BURKHART
IAR
35956
WILLIAM GEORGE NEWBOULD
IAR
2455172
PAUL KEVIN GAUTIER
IAR
4817212
Christopher Bryan Lawson
IAR
3044512
SETH MICHAEL WHITNEY
IAR
5157756
TORRY CHRISTIAN SCOTT
IAR
2297432
Raymond James Reibel
IAR
4232918
RUTHERFORD CALVIN BRYSON
IAR
3194744
Noah Alexander Snead
IAR
7418340
ROBERT CHRISTOPHER WALTERS
IAR
2216758
WILLIAM LEE MURRAY
IAR
4809290
Andrew Massey
IAR
6757397
MICHAEL CLAUDE PROVINE
IAR
4421863
MICHAEL FINN MCCOOL
IAR
4795315
Cassie Li An Mitchell
IAR
8092053
Paula deMars Megan
IAR
4128703
James Everett Hall
IAR
2897334
James Morton
IAR
7787762
JONATHAN CRAIG SCIMECA
IAR
6544454
SHAWN FORREST MORGAN
IAR
3224187
AZAM HASSIB JABER
IAR
2846187
JAVIER OMAR LARREA
IAR
2872807
Jeffrey Lampasso
IAR
7977762
MICHAEL ANTHONY CICCONE
IAR
5773087
John Hart Keene
IAR
2375320
RAYMOND ALBERT DERAGON
IAR
2932463
Russell Rea Keller
IAR
5742407
JANIE ALYSSE FAUGHT
IAR
6450431
Hugh HAGAN Brown
IAR
8147203
CHRISTINA ELIZABETH TODD
IAR
5548890
MAUREEN ANNE MACIVER
IAR
4203120
Savannah L Green
IAR
7462777
Russell Todd Jones
IAR
6540829
WILLIAM AQUILLA ALLEN II
IAR
4418904