SourcingSourcing

WEALTH ENGINEERING, LLC

B53
CRD 128549·SEC 801-118948·SCOTTSDALE, AZ
AUM
$171.0M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$513K
@ 30% margin
Est. Deal Value
$4.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WEALTH ENGINEERING, LLC
CRD
128549
SEC file #
801-118948
EIN
272320305
DBA names
—

Economics

AUM
$171.0M
AUM band
$100M-$500M
AUM trajectory
'21'26
$106.4M → $171.0M▲ +61%
Client mix
Individuals High Net Worth36
Individuals Other20

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'21'26
1 advisors → 1 advisors▬ 0%
Primary office
SCOTTSDALE AZ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/24/2026
ADV-W filed at
—
Website
wealth-engineering.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FERNANDEZ, DAVID, JOHN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
FERNANDEZ, DAVID, JOHN
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WEALTH-ENGINEERING.COM
Rdap Domain Creation Date
2003-10-12T01:38:46Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001518540
Edgar Registered
Yes
Edgar Filing Count
5
Edgar First Filing Date
2011-05-20
Edgar Last Filing Date
2018-03-02
Edgar Form D Count
1
Edgar Form D Offerings
2014-02-122014-02-12 · 0001144204-14-007682

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
281 HWY 34SUITE 204BCOLTS NECK, NJ 07722
Business
281 HWY 34SUITE 204BCOLTS NECK, NJ 07722
Edgar EIN
272320305
Edgar Recent Filings
SC 13D/A2018-03-02 · 0001144204-18-012603
SC 13D/A2018-02-07 · 0001144204-18-006240
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-12T01:38:46Z
Rdap Domain Last Changed
2025-08-12T07:23:45Z
Rdap Nameservers
Ns61.worldnic.comNs62.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2718232
Trust Company Affiliate
No

People (1)

1
FERNANDEZ, DAVID, JOHN
IAR · Direct Owner · 87.5%
2718232