SourcingSourcing

ALCOSTA CAPITAL MANAGEMENT, INC.

B59
CRD 128679·SEC 801-121923·SAN RAMON, CA
AUM
$210.2M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$631K
@ 30% margin
Est. Deal Value
$5.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALCOSTA CAPITAL MANAGEMENT, INC.
CRD
128679
SEC file #
801-121923
EIN
810587139
DBA names
—

Economics

AUM
$210.2M
AUM band
$100M-$500M
AUM trajectory
'22'26
$177.0M → $210.2M▲ +19%
Client mix
Individuals High Net Worth52
Individuals Other6
Pension Profit Sharing Plans2

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'22'26
1 advisors → 1 advisors▬ 0%
Primary office
SAN RAMON CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
alcostacapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ORMSBY, ERICK, ELON
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
ORMSBY, ERICK, ELON
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ALCOSTACAPITAL.COM
Rdap Domain Creation Date
2005-02-12T00:24:20Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001842509
Edgar Registered
Yes
Edgar Filing Count
24
Edgar First Filing Date
2021-02-16
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
22
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0001398344-26-009116

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Fidelity2
Edgar Addresses
Mailing
3180 CROW CANYON PL, SUITE 150SAN RAMON, CA 94583
Business
3180 CROW CANYON PL, SUITE 150SAN RAMON, CA 94583
Edgar EIN
810587139
Edgar Recent Filings
13F-HR2026-05-14 · 0001398344-26-009116
13F-HR2026-02-13 · 0001398344-26-002958
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-02-12T00:24:20Z
Rdap Domain Last Changed
2025-12-13T07:04:54Z
Rdap Nameservers
Ns19.worldnic.comNs20.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2572594
Trust Company Affiliate
No

People (1)

1
ORMSBY, ERICK, ELON
IAR · Direct Owner · 87.5%
2572594