SourcingSourcing

THE PRIVATE INVESTMENT GROUP, INC.

B53
CRD 128876·SEC 801-62497·KETTERING, OH
AUM
$179.3M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$538K
@ 30% margin
Est. Deal Value
$4.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE PRIVATE INVESTMENT GROUP, INC.
CRD
128876
SEC file #
801-62497
EIN
—
DBA names
—

Economics

AUM
$179.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$128.0M → $179.3M▲ +40%
Client mix
Individuals Other142
Individuals High Net Worth42

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
KETTERING OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
tpiginc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SANDOVAL, ALFREDO, ARTURO
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
SANDOVAL, ALFREDO, ARTURO
SCHUBELER, NICHOLAS, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TPIGINC.COM
Rdap Domain Creation Date
2020-08-03T19:23:04Z
Rdap Firm Age Years
6
Rdap Firm Age Band
5-10y
Rdap Registrar
NameCheap, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2888
Soi Zip Pct 200k Plus
0.0746
Soi Zip Returns 200k Plus
860
Soi Zip Total AGI
1,014,552
Fdic Zip Total Deposits
3,373,914,000
Fdic Zip Branch Count
126
Fdic Zip Top Banks
National City Bank
Fifth Third Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Citizens Federal Bank, F.S.B., a Federal Savings BankDayton, OH
The Fifth Third BankDayton, OH
Fdic Zip HHI
1691.87
Fdic Zip Top Bank Share Pct
28.33
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-03T19:23:04Z
Rdap Domain Last Changed
2025-07-04T09:37:02Z
Rdap Nameservers
Connect1.squarespacedns.comConnect2.squarespacedns.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI32,173
Returns2,630
Stub 2
AGI88,230
Returns2,380
Stub 3
AGI110,480
Returns1,790
Soi Zip Total Business Income
26,324
Soi Zip Total Cap Gains
38,820
Soi Zip Total Dividends
20,904
Soi Zip Total Returns
11,530
Top Owner CRD
1934240
Trust Company Affiliate
No

People (2)

2
SANDOVAL, ALFREDO, ARTURO
IAR · Direct Owner · 87.5%
1934240
SCHUBELER, NICHOLAS, DAVID
IAR · Executive Officer · 2.5%
5453641