GWN SECURITIES INC.

CRD

128929

SEC file #

801-62547

EIN

650939556

DBA names

—

Economics

AUM

$4.75B

AUM band

$1B+

AUM trajectory

'20 · $2.03B

'21 · $2.29B

'22 · $2.68B

'23 · $3.14B

'25 · $3.65B

'26 · $4.75B

'20'26

$2.03B → $4.75B▲ +134%

sec adv history

Client mix

Individuals Other	35,546
Individuals High Net Worth	2,217
Corporations	30

Operations

Employees (total)

707

Advisory staff (per ADV)

448

Advisory staff (5-yr trend)

'20 · 350 advisors

'21 · 400 advisors

'22 · 405 advisors

'23 · 446 advisors

'25 · 423 advisors

'26 · 448 advisors

'20'26

350 advisors → 448 advisors▲ +28%

sec adv history

Primary office

PALM BEACH GARDENS FL

Branches

—

Custodian & Brokerage

Primary custodian

Fidelitylow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsSelection of other advisersMarket timing services

Fee basis

% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing

04/13/2026

facebook.com/gwnsecurities(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

WORLD INVESTMENT NETWORK

Top Owner Pct

87.5

Owner Count

Control Persons

WORLD INVESTMENT NETWORK

BORNHEIMER, LAURA JEANETTE

Solo Advisor Indicator

Succession Risk Solo Owner

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

fallback_guess:gwnsecurities.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Compensation

388,122

Form 5500 Compensation Trajectory 3y

2025

388,122

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

388,122

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001265905

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2005-02-28

Edgar Last Filing Date

2026-05-15

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-15

Accession0001172661-26-001999

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Fidelity	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

11440 NORTH JOG ROADPALM BEACH GARDENS, FL 33418-3764

Business

11440 NORTH JOG ROADPALM BEACH GARDENS, FL 33418-3764

Edgar EIN

650939556

Edgar Recent Filings

13F-HR2026-05-15 · 0001172661-26-001999

X-17A-52026-04-02 · 0001265905-26-000001

Firm Has Custody

Mailing Office Differs

Trust Company Affiliate

LAURA JEANETTE BORNHEIMER

People (55)

1769643

BRAD JEFFREY CORBIN

1754065

RITTMAN, BARRY, RICHARD

1997994

WALSH, DENIS, STEPHEN

1124278

WALSH, MARY, THERESE