SourcingSourcing

ALJEN ASSET MANAGEMENT LLC

B60
CRD 128962·SEC 801-130868·CEDAR KNOLLS, NJ
AUM
$230.2M
$100M-$500M
Est. Revenue
$2.3M
@ 1% on AUM
Est. EBITDA
$691K
@ 30% margin
Est. Deal Value
$5.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALJEN ASSET MANAGEMENT LLC
CRD
128962
SEC file #
801-130868
EIN
—
DBA names
—

Economics

AUM
$230.2M
AUM band
$100M-$500M
AUM trajectory
'25'26
$205.4M → $230.2M▲ +12%
Client mix
Individuals Other304
Individuals High Net Worth93
Pension Profit Sharing Plans50
Corporations7
Other2

Operations

Employees (total)
5
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
1 advisors → 2 advisors▲ +100%
Primary office
CEDAR KNOLLS NJ
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/02/2026
ADV-W filed at
—
Website
aljenam.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COLLINS, ELLIOTT, STEPHEN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
COLLINS, ELLIOTT, STEPHEN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ALJENAM.COM
Rdap Domain Creation Date
2003-10-16T18:52:54Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Fidelity2
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-16T18:52:54Z
Rdap Domain Last Changed
2023-08-18T07:09:27Z
Rdap Nameservers
Ns65.worldnic.comNs66.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1317745
Trust Company Affiliate
No

People (3)

3
COLLINS, ELLIOTT, STEPHEN
IAR · Direct Owner · 87.5%
1317745
Alana Michele Collins
IAR
8203676
JACO JORDAAN
IAR
2788224