SourcingSourcing

TC FINANCIAL MANAGEMENT, CO. INC.

B62
CRD 128967·SEC 801-133018·MARGATE CITY, NJ
AUM
$122.7M
$100M-$500M
Est. Revenue
$1.2M
@ 1% on AUM
Est. EBITDA
$368K
@ 30% margin
Est. Deal Value
$2.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TC FINANCIAL MANAGEMENT, CO. INC.
CRD
128967
SEC file #
801-133018
EIN
—
DBA names
Tc Financial Management, Co Inc.

Economics

AUM
$122.7M
AUM band
$100M-$500M
AUM trajectory
'25'26
$123.6M → $122.7M▼ -1%
Client mix
Individuals Other107
Individuals High Net Worth37

Operations

Employees (total)
5
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
MARGATE CITY NJ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
01/29/2026
ADV-W filed at
—
Website
tcfinancialmgmt.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CAKERT, THOMAS, FX
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
CAKERT, THOMAS, FX
CAKERT, DOUGLAS, BUCHANAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TCFINANCIALMGMT.COM
Rdap Domain Creation Date
2016-11-30T20:31:54Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4247
Soi Zip Pct 200k Plus
0.2089
Soi Zip Returns 200k Plus
610
Soi Zip Total AGI
517,582
Fdic Zip Total Deposits
13,153,025,000
Fdic Zip Branch Count
159
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Cape Savings BankMargate, NJ
Collective BankMargate, NJ
Fdic Zip HHI
1437.2
Fdic Zip Top Bank Share Pct
32.2
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-30T20:31:54Z
Rdap Domain Last Changed
2024-12-01T12:47:04Z
Rdap Nameservers
Ns15.domaincontrol.comNs16.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI6,752
Returns640
Stub 2
AGI14,861
Returns390
Stub 3
AGI23,143
Returns370
Soi Zip Total Business Income
30,342
Soi Zip Total Cap Gains
75,762
Soi Zip Total Dividends
18,845
Soi Zip Total Returns
2,920
Top Owner CRD
4722310
Trust Company Affiliate
No

People (2)

2
CAKERT, THOMAS, FX
IAR · Direct Owner · 62.5%
4722310
CAKERT, DOUGLAS, BUCHANAN
IAR · Direct Owner · 37.5%
6496937