SourcingSourcing

T.T.G. FINANCIAL, INC.

B55
CRD 129004·SEC 801-118184·CANTON, OH
AUM
$194.0M
$100M-$500M
Est. Revenue
$1.9M
@ 1% on AUM
Est. EBITDA
$582K
@ 30% margin
Est. Deal Value
$4.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
T.T.G. FINANCIAL, INC.
CRD
129004
SEC file #
801-118184
EIN
—
DBA names
—

Economics

AUM
$194.0M
AUM band
$100M-$500M
AUM trajectory
'21'26
$109.0M → $194.0M▲ +78%
Client mix
Individuals High Net Worth110
Individuals Other56
Pension Profit Sharing Plans24
Corporations17

Operations

Employees (total)
6
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'21'26
3 advisors → 4 advisors▲ +33%
Primary office
CANTON OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
02/23/2026
ADV-W filed at
—
Website
teamttg.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
EVANS, JAMES, LEE
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
EVANS, JAMES, LEE
KOTAGIDES, JAMES, "NMN"
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TEAMTTG.COM
Rdap Domain Creation Date
2006-08-29T14:46:07Z
Rdap Firm Age Years
20
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
8
Bc Firm IAR Count
8
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-08-29T14:46:07Z
Rdap Domain Last Changed
2025-07-24T15:15:24Z
Rdap Nameservers
Ns19.domaincontrol.comNs20.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1598919
Trust Company Affiliate
No

People (8)

8
KOTAGIDES, JAMES, "NMN"
IAR · Direct Owner · 62.5%
4774339
EVANS, JAMES, LEE
IAR · Direct Owner · 62.5%
1598919
KIEL SPENCER HOLMES
IAR
6245170
Morgan Michele Hood
IAR
7417711
HOPPEL, STEVEN, EVERETT
IAR
4845148
Jonathan Michael Fersht
IAR
5799239
Ilan Meir Fersht
IAR
1174011
Logan Nimick
IAR
7925876