SourcingSourcing

PERSONAL FINANCIAL SOLUTIONS, LLC

C48
CRD 129095·SEC 801-121037·MANASQUAN, NJ
AUM
$155.6M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$467K
@ 30% margin
Est. Deal Value
$3.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PERSONAL FINANCIAL SOLUTIONS, LLC
CRD
129095
SEC file #
801-121037
EIN
—
DBA names
—

Economics

AUM
$155.6M
AUM band
$100M-$500M
AUM trajectory
'22'26
$111.9M → $155.6M▲ +39%
Client mix
Individuals Other92
Individuals High Net Worth39

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
2 advisors → 2 advisors▬ 0%
Primary office
MANASQUAN NJ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/15/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MERCER GLOBAL ADVISORS INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
MERCER GLOBAL ADVISORS INC.
LEBLANC, ELLEN, D.
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4632
Soi Zip Pct 200k Plus
0.2424
Soi Zip Returns 200k Plus
1,680
Soi Zip Total AGI
1,182,172
Fdic Zip Total Deposits
25,741,466,000
Fdic Zip Branch Count
328
Fdic Zip Top Banks
Manasquan Bank
Manasquan Savings Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Provident Savings BankManasquan, NJ
Garden State BankManasquan, NJ
Fdic Zip HHI
1353.88
Fdic Zip Top Bank Share Pct
24.89
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI15,026
Returns1,440
Stub 2
AGI30,625
Returns820
Stub 3
AGI48,118
Returns780
Soi Zip Total Business Income
58,253
Soi Zip Total Cap Gains
74,997
Soi Zip Total Dividends
36,079
Soi Zip Total Returns
6,930
Top Owner CRD
147363
Trust Company Affiliate
No

People (4)

4
MERCER GLOBAL ADVISORS INC.
Direct Owner · 87.5%
147363
LEBLANC, KENNETH, PATRICK
IAR · Executive Officer · 2.5%
1837019
LEBLANC, ELLEN, D.
Executive Officer · 2.5%
4722270
Nicholas Alfred Gargiulo
IAR
7377806