SourcingSourcing

CORNERSTONE FINANCIAL GROUP,LLC

C47
CRD 129246·SEC 801-132992·OMAHA, NE
AUM
$292.2M
$100M-$500M
Est. Revenue
$2.9M
@ 1% on AUM
Est. EBITDA
$877K
@ 30% margin
Est. Deal Value
$7.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CORNERSTONE FINANCIAL GROUP,LLC
CRD
129246
SEC file #
801-132992
EIN
470798627
DBA names
—

Economics

AUM
$292.2M
AUM band
$100M-$500M
AUM trajectory
'25'26
$247.0M → $292.2M▲ +18%
Client mix
Individuals Other249
Individuals High Net Worth96
Corporations3
Charitable Organizations1

Operations

Employees (total)
7
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'25'26
5 advisors → 5 advisors▬ 0%
Primary office
OMAHA NE
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/23/2026
ADV-W filed at
—
Website
linkedin.com/in/spencer-schwarting-cfp%c2%ae-124732bb(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HOPPEN, DAVID, DIRK
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
HOPPEN, DAVID, DIRK
BRAUER, REUBEN, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:cornerstone.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
63,502
Form 5500 Compensation Trajectory 3y
202563,502
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
63,502
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0002056783
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-02-14
Edgar Last Filing Date
2026-05-06
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-06
Accession0001765380-26-000173

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
11225 DAVENPORT STSTE 102OMAHA, NE 68154
Business
11225 DAVENPORT STSTE 102OMAHA, NE 68154
Edgar EIN
470798627
Edgar Recent Filings
13F-HR2026-05-06 · 0001765380-26-000173
13F-HR2026-02-11 · 0002056783-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2694705
Trust Company Affiliate
No

People (8)

8
HOPPEN, DAVID, DIRK
IAR · Direct Owner · 62.5%
2694705
SCHWARTING, SPENCER, DEAN
IAR · Direct Owner · 17.5%
6444213
BRAUER, REUBEN, JOSEPH
IAR · Direct Owner · 17.5%
5887664
KASTING, JONATHAN, GLENN
Executive Officer · 2.5%
7176479
James Leslie Brauer
IAR
8043747
MILKWICK, TIMOTHY, WYATT
IAR
5137849
Barclay Vajda
IAR
4174723
ALLISON NICOLE CERVEN
IAR
6385657