SourcingSourcing

COLLINS ADVISORS, LLC

C47
CRD 129270·SEC 801-72267·BUFFALO, NY
AUM
$176.4M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$529K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COLLINS ADVISORS, LLC
CRD
129270
SEC file #
801-72267
EIN
—
DBA names
—

Economics

AUM
$176.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$89.0M → $176.4M▲ +98%
Client mix
Individuals Other473
Pension Profit Sharing Plans56
Individuals High Net Worth52

Operations

Employees (total)
3
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
4 advisors → 1 advisors▼ -75%
Primary office
BUFFALO NY
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
03/06/2026
ADV-W filed at
—
Website
collinsadvisorsllc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COLLINS, MARY, LEE
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
COLLINS, MARY, LEE
COLLINS-SCHWINGER, CHRISTINE, LEE
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
COLLINSADVISORSLLC.COM
Rdap Domain Creation Date
2011-12-13T15:23:01Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Raymond James4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-13T15:23:01Z
Rdap Domain Last Changed
2024-12-14T13:45:44Z
Rdap Nameservers
Ns1.buffalowebhosting.comNs2.buffalowebhosting.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1311804
Trust Company Affiliate
No

People (3)

3
COLLINS, MARY, LEE
Direct Owner · 62.5%
1311804
COLLINS-SCHWINGER, CHRISTINE, LEE
IAR · Direct Owner · 37.5%
5987515
ANNA MARIA PUJOLAS
IAR
4689186