SourcingSourcing

BOLTON SECURITIES CORP

C20
CRD 129376·SEC 801-66962·BOLTON, MA
AUM
$8.28B
$1B+
Est. Revenue
$82.8M
@ 1% on AUM
Est. EBITDA
$24.8M
@ 30% margin
Est. Deal Value
$198.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BOLTON SECURITIES CORP
CRD
129376
SEC file #
801-66962
EIN
—
DBA names
Bolton Global Asset Management

Economics

AUM
$8.28B
AUM band
$1B+
AUM trajectory
'20'26
$2.10B → $8.28B▲ +295%
Client mix
Individuals Other3,868
Individuals High Net Worth1,698
Corporations1,690
Pension Profit Sharing Plans79
Charitable Organizations28

Operations

Employees (total)
158
Advisory staff (per ADV)
110
Advisory staff (5-yr trend)
'20'26
85 advisors → 110 advisors▲ +29%
Primary office
BOLTON MA
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed feesCommissions

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
boltoncapitalgroup.com

Compliance

Disclosures (firm)
12
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BOLTON FINANCIAL GROUP, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
BOLTON FINANCIAL GROUP, INC.
PRESKENIS, STEVEN CHRISTOPHER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BOLTONCAPITALGROUP.COM
Rdap Domain Creation Date
2011-05-06T15:28:11Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
eNom, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5641
Soi Zip Pct 200k Plus
0.348
Soi Zip Returns 200k Plus
950
Soi Zip Total AGI
558,075
Fdic Zip Total Deposits
1,190,428,000
Fdic Zip Branch Count
63
Fdic Zip Top Banks
Clinton Savings Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
44
Bc Firm Active IA Count
44
Bc Firm IAR Count
50
Custodian Candidates
Full
Pershing4
E*trade4
Fdic Zip Branches Raw
Clinton Savings BankBolton, MA
Clinton Savings BankBolton, MA
Fdic Zip HHI
10,000
Fdic Zip Top Bank Share Pct
100
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-06T15:28:11Z
Rdap Domain Last Changed
2026-04-07T06:33:23Z
Rdap Nameservers
Ns1.bdm.microsoftonline.comNs2.bdm.microsoftonline.comNs3.bdm.microsoftonline.comNs4.bdm.microsoftonline.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI5,250
Returns560
Stub 2
AGI8,711
Returns230
Stub 3
AGI12,980
Returns210
Soi Zip Total Business Income
18,186
Soi Zip Total Cap Gains
28,297
Soi Zip Total Dividends
13,687
Soi Zip Total Returns
2,730
Trust Company Affiliate
No

People (51)

51
PRESKENIS, STEVEN CHRISTOPHER
IAR · Direct Owner · 7.5%
4410822
TARPEY, STEVEN R
IAR · Executive Officer · 2.5%
6640625
MAHLE, DAPHNE JANE
IAR · Executive Officer · 2.5%
4367277
BEALS, MATTHEW GEORGE
IAR · Executive Officer · 2.5%
5157251
JOHN GENNARO CATALDO
Executive Officer · 2.5%
5707721
SCOTT RICHARD CHOUINARD
IAR
4049153
CHARLES VINCENT SULLIVAN
IAR
4863871
HARRY LEON TOKATLIAN
IAR
2922536
MILI JULCA WHIPPLE
IAR
5793014
MICHAEL A PANSOVOY
IAR
1814392
RICHARD ERICSON LOUIS
IAR
4269338
AVARD MORTON DOW
IAR
71115
WILLIAM CARLTON DOW
IAR
2157734
MICHAEL VERNON DOW
IAR
2161466
ERIC BUTLER LUSK
IAR
2610799
MICHAEL ANDREW DEJANA
IAR
4657809
ALEXANDER CHRISTOPHER CALVO
IAR
2714916
PHILIPPE BENJAMIN GRENIER
IAR
4594636
MADELINE SIMONE RHEAUME
IAR
7332215
Isabelle Louise Dow
IAR
7431638
Andres Alberto Astudillo
IAR
7374856
PAUL EDWARD CAREAU
IAR
2456247
Paul Shanks Klukas
IAR
6902439
WILLIAM IGNACIO KRIZ PAKCIARZ
IAR
7044480
ROBERT SAUL STEPLEMAN
IAR
6249841
GONZALO CANELAS
IAR
5760757
CLIFFORD GEORGE DOW
IAR
2110151
DOMINGO ANTONIO ESTEVEZ
IAR
8004341
LEONARDO RODRIGUEZ GAMBOA
IAR
6303462
TOMAS ALBERTO ESTEVE
IAR
2283516
Luisana Torres
IAR
8185117
MITCHELL EDWIN SCANLON
IAR
7852331
LUCAS MAGALHAES RIO TORTO
IAR
6718959
Eduardo Enrique Aguerrevere
IAR
6535717
Joaquin Oscar Pastor
IAR
7519704
MARIA GUADALUPE NORTHAM
IAR
2357657
RICARDO PEDRO FILIZOLA
IAR
2957266
VAUGHN LEE WOODS
IAR
853692
MICHAEL JAMES BURKE
IAR
730482
MARCO OREAMUNO
IAR
4903418
FLAVIO RAFAEL GONZALEZ
IAR
1657739
RAYMOND GERARD GRENIER
IAR
1404159
ELIO EDUARDO KING
IAR
1006724
NICHOLAS JOSEPH MILANA
IAR
1057750
Luis Venancio Flores
IAR
7667582
MEREDITH P DASARO
IAR
5099746
ADELFA ROSARIO
IAR
1630540
RAFAEL ALBERTO ALVAREZ
IAR
1620520
KARYN S SOROA
IAR
5681318
GUILLERMO R ROSSI
IAR
5510039
DIANA JANE HELLIWELL
IAR
5893949