SourcingSourcing

SIMS CAPITAL MANAGEMENT LLC

C46
CRD 129398·SEC 801-67455·MILWAUKEE, WI
AUM
$56.4M
$25M-$100M
Est. Revenue
$564K
@ 1% on AUM
Est. EBITDA
$169K
@ 30% margin
Est. Deal Value
$1.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SIMS CAPITAL MANAGEMENT LLC
CRD
129398
SEC file #
801-67455
EIN
—
DBA names
—

Economics

AUM
$56.4M
AUM band
$25M-$100M
AUM trajectory
'20'26
$44.7M → $56.4M▲ +26%
Client mix
Individuals Other16
Investment Companies1

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
MILWAUKEE WI
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companies
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
simstotalreturn.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SIMS, DAVID, CARY
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
SIMS, DAVID, CARY
SIMS, LUKE, EDWARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SIMSTOTALRETURN.COM
Rdap Domain Creation Date
2016-01-15T22:46:55Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
Squarespace Domains II LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
7,789
Form 5500 Compensation Trajectory 3y
20257,789
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
7,789
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-15T22:46:55Z
Rdap Domain Last Changed
2025-12-31T23:38:05Z
Rdap Nameservers
Ns-cloud-e1.googledomains.comNs-cloud-e2.googledomains.comNs-cloud-e3.googledomains.comNs-cloud-e4.googledomains.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Top Owner CRD
4741924
Trust Company Affiliate
No

People (2)

2
SIMS, DAVID, CARY
IAR · Direct Owner · 62.5%
4741924
SIMS, LUKE, EDWARD
Direct Owner · 62.5%
4742361