SourcingSourcing

THE MOORINGS GROUP, LLC

A89
CRD 129403·SEC 801-63917·ATLANTA, GA
AUM
$439.6M
$100M-$500M
Est. Revenue
$4.4M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE MOORINGS GROUP, LLC
CRD
129403
SEC file #
801-63917
EIN
—
DBA names
—

Economics

AUM
$439.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$533.6M → $439.6M▼ -18%
Client mix
Individuals High Net Worth90
Individuals Other26
Corporations8

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
ATLANTA GA
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/02/2026
ADV-W filed at
—
Website
linkedin.com/company/the-moorings-group(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PARTRIDGE, CONNIE, FREEMAN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
PARTRIDGE, CONNIE, FREEMAN
POIRIER, MICHELE, MARIE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:moorings.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
1,160
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Fidelity4
E*trade4
Bny Mellon2
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
805172
Trust Company Affiliate
No

People (2)

2
POIRIER, MICHELE, MARIE
IAR · Direct Owner · 62.5%
828960
PARTRIDGE, CONNIE, FREEMAN
IAR · Direct Owner · 62.5%
805172