SourcingSourcing

FINANCIAL LIFE PLANNERS LLC

B63
CRD 129415·SEC 801-127888·TEMPE, AZ
AUM
$208.4M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$625K
@ 30% margin
Est. Deal Value
$5.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FINANCIAL LIFE PLANNERS LLC
CRD
129415
SEC file #
801-127888
EIN
—
DBA names
Financial Life Planners

Economics

AUM
$208.4M
AUM band
$100M-$500M
AUM trajectory
'25'26
$174.6M → $208.4M▲ +19%
Client mix
Individuals Other229
Individuals High Net Worth69

Operations

Employees (total)
7
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
TEMPE AZ
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersEducational Seminars Workshops
Fee basis
% of AUMHourly charges

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FICK, CYNTHIA, KAY
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
FICK, CYNTHIA, KAY
WIGHT, GINA, GIACHETTI
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
1643732
Trust Company Affiliate
No

People (5)

5
FICK, CYNTHIA, KAY
IAR · Direct Owner · 62.5%
1643732
WIGHT, GINA, GIACHETTI
IAR · Direct Owner · 37.5%
5353376
JANET LYNN MESSER
Executive Officer · 2.5%
5059140
William Matthew Fick
IAR
7783706
Kelsey McKenna White
IAR
8196462