SourcingSourcing

CERTUITY, LLC

C29
CRD 129505·SEC 801-62580·NORTH PALM BEACH, FL
AUM
$3.30B
$1B+
Est. Revenue
$33.0M
@ 1% on AUM
Est. EBITDA
$9.9M
@ 30% margin
Est. Deal Value
$79.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CERTUITY, LLC
CRD
129505
SEC file #
801-62580
EIN
920911292
DBA names
—

Economics

AUM
$3.30B
AUM band
$1B+
AUM trajectory
'20'26
$3.17B → $3.30B▲ +4%
Client mix
Individuals High Net Worth413
Individuals Other51
Pension Profit Sharing Plans30
Pooled Investment Vehicles26

Operations

Employees (total)
35
Advisory staff (per ADV)
15
Advisory staff (5-yr trend)
'20'26
11 advisors → 15 advisors▲ +36%
Primary office
NORTH PALM BEACH FL
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPension consulting
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
04/30/2026
ADV-W filed at
—
Website
certuity.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CERTUITY HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
CERTUITY HOLDINGS, LLC
Mecham, Leonidas, Carter
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CERTUITY.COM
Rdap Domain Creation Date
2004-12-07T21:24:51Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001974686
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2023-06-29
Edgar Last Filing Date
2025-06-27
Edgar Form D Count
3
Edgar Form D Offerings
2025-06-272025-06-27 · 0001974686-25-000003
2024-06-282024-06-28 · 0001974686-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
21
Bc Firm IAR Count
21
Custodian Candidates
Full
Fidelity104
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
CERTUITY, LLC1295 US HIGHWAY 1NORTH PALM BEACH, FL 33408
Business
CERTUITY, LLC1295 US HIGHWAY 1NORTH PALM BEACH, FL 33408
Edgar EIN
920911292
Edgar Recent Filings
D/A2025-06-27 · 0001974686-25-000003
D/A2024-06-28 · 0001974686-24-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-12-07T21:24:51Z
Rdap Domain Last Changed
2023-03-03T12:54:37Z
Rdap Nameservers
Ns01.domaincontrol.comNs02.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (23)

23
UDIS, MARK, HOWARD
IAR · Executive Officer · 2.5%
5119812
Leonidas Carter Mecham
Executive Officer · 2.5%
5422991
FELSCH, PAUL, WERNER
Executive Officer · 2.5%
5811362
Gregory Marino
IAR
8012887
CONSTANTINE STEPHEN HATZIVASSILIOU
IAR
5663605
AMANDA KATHLEEN COURTNEY
IAR
5996298
Cameron Victor Doty
IAR
7276445
Rory Alan Brown
IAR
7932700
Chloe Huang Sandler
IAR
7548893
Cristian Lopez
IAR
8190646
MARIIA EROSHIN
IAR
6079201
HOLLY MARIE WORKMAN
IAR
5413543
JAYSON JAMES BROWN
IAR
5451124
GARRETT MITCHELL ALTON
IAR
2393364
MICHAEL DENT NUNNALLY
IAR
5913610
SCOTT DAVID WELCH
IAR
4038356
Michelle Lynn Cooper
IAR
6870346
MANUEL CUKAJ
IAR
7903124
HARRISON MATHIEU PAGE
IAR
7913238
Mark Purcell
IAR
7397446
Brian E. O'Neil
IAR
2586624
Anna Yu
IAR
7435583
GANNON MITCHELL BROWN
IAR
7975743