SourcingSourcing

NEW ENGLAND SCHOONER, INC.

A65
CRD 129552·SEC 801-133872·PEABODY, MA
AUM
$165.2M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$496K
@ 30% margin
Est. Deal Value
$4.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NEW ENGLAND SCHOONER, INC.
CRD
129552
SEC file #
801-133872
EIN
—
DBA names
—

Economics

AUM
$165.2M
AUM band
$100M-$500M
AUM trajectory
'25'26
$130.8M → $165.2M▲ +26%
Client mix
Individuals Other285
Individuals High Net Worth35

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
4 advisors → 4 advisors▬ 0%
Primary office
PEABODY MA
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
03/10/2026
ADV-W filed at
—
Website
neschooner.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JACQUES, RAYMOND, PAUL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
JACQUES, RAYMOND, PAUL
BRUZZESE, JUSTIN, Taylor
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NESCHOONER.COM
Rdap Domain Creation Date
1999-09-03T17:49:36Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
eNom, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2895
Soi Zip Pct 200k Plus
0.071
Soi Zip Returns 200k Plus
2040
Soi Zip Total AGI
2,422,692
Census Median Hh Income
91,032
Census High Income Households
3,071
Census Median Age
46.8
Census Pop 65 66 Total
1,448
Census Total Households
22,568
Census NAICS 523930 Count
6
Fdic Zip Total Deposits
45,462,527,000
Fdic Zip Branch Count
635
Fdic Zip Top Banks
East Boston Savings Bank
TD Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (29)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
4
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Census Bachelors Plus Count
9,280
Census Median Home Value
508,600
Census NAICS 523930 Employees
0
Census Unemployed Count
1,288
Census Zip
01960
Custodian Candidates
Full
Pershing4
E*trade4
Fdic Zip Branches Raw
Shawmut Bank, National AssociationPeabody, MA
Shawmut Bank, National AssociationPeabody, MA
Fdic Zip HHI
1068.37
Fdic Zip Top Bank Share Pct
17.35
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-03T17:49:36Z
Rdap Domain Last Changed
2025-08-05T06:19:24Z
Rdap Nameservers
Dns1.name-services.comDns2.name-services.comDns3.name-services.comDns4.name-services.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI80,375
Returns7,020
Stub 2
AGI202,455
Returns5,400
Stub 3
AGI287,975
Returns4,670
Soi Zip Total Business Income
73,047
Soi Zip Total Cap Gains
92,001
Soi Zip Total Dividends
42,787
Soi Zip Total Returns
28,740
Top Owner CRD
1451245
Trust Company Affiliate
No

People (4)

4
JACQUES, RAYMOND, PAUL
IAR · Direct Owner · 87.5%
1451245
BRUZZESE, JUSTIN, Taylor
IAR · Executive Officer · 2.5%
7121391
STEPHEN ANDREW TAYLOR
IAR
2562584
KEVIN E. NORWOOD
IAR
4461801