SourcingSourcing

THOMPSON INVESTMENT MANAGEMENT, INC.

C41
CRD 129609·SEC 801-62562·MADISON, WI
AUM
$3.08B
$1B+
Est. Revenue
$30.8M
@ 1% on AUM
Est. EBITDA
$9.3M
@ 30% margin
Est. Deal Value
$74.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THOMPSON INVESTMENT MANAGEMENT, INC.
CRD
129609
SEC file #
801-62562
EIN
200396617
DBA names
—

Economics

AUM
$3.08B
AUM band
$1B+
AUM trajectory
'20'26
$4.23B → $3.08B▼ -27%
Client mix
Individuals Other288
Individuals High Net Worth153
Pension Profit Sharing Plans33
Charitable Organizations10
Investment Companies1

Operations

Employees (total)
17
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
6 advisors → 6 advisors▬ 0%
Primary office
MADISON WI
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
thompsonim.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
EVANS, JAMES, THOMAS
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
EVANS, JAMES, THOMAS
Hubbard, Penny
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
THOMPSONIM.COM
Rdap Domain Creation Date
2003-11-06T21:42:59Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Compensation Trajectory 3y
20250
20260
Form 5500 Plan Count Trajectory 3y
20251
20261
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001277279
Edgar Registered
Yes
Edgar Filing Count
92
Edgar First Filing Date
2004-05-05
Edgar Last Filing Date
2026-04-08
Edgar 13f Count
90
Edgar 13f Latest AUM Estimate
Filing Date2026-04-08
Accession0001277279-26-000004
Edgar Former Names
THOMPSON INVESTMENT MANAGEMENT LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
8
Bc Firm IAR Count
8
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fidelity2
Bny Mellon1
Edgar Addresses
Mailing
1255 FOURIER DRIVESUITE 200MADISON, WI 53717
Business
1255 FOURIER DRIVESUITE 200MADISON, WI 53717
Edgar EIN
200396617
Edgar Recent Filings
13F-HR2026-04-08 · 0001277279-26-000004
13F-HR2026-01-14 · 0001277279-26-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-14T04:20:13Z
Rdap Domain Last Changed
2026-02-14T15:18:16Z
Rdap Nameservers
Ns75.domaincontrol.comNs76.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4376560
Trust Company Affiliate
No

People (9)

9
EVANS, JAMES, THOMAS
IAR · Direct Owner · 37.5%
4376560
STEPHENS, JASON, LEE
IAR · Direct Owner · 37.5%
4688671
Hubbard, Penny
Direct Owner · 37.5%
7244712
Donnelly, Colleen, E
IAR · Executive Officer · 2.5%
7240351
Daniel Bagin
IAR
8061177
MORGAN CURTIS MUELLER
IAR
5904964
JOHN WALTER THOMPSON
IAR
4390005
SEXTON, JEFFREY, ALLAN
IAR
2962292
BRADLEY, JONATHAN, T
IAR
6734669