SourcingSourcing

MONEY CONCEPTS CAPITAL CORP

B50
CRD 12963·SEC 801-39736·PALM BEACH GARDENS, FL
AUM
$4.07B
$1B+
Est. Revenue
$40.7M
@ 1% on AUM
Est. EBITDA
$12.2M
@ 30% margin
Est. Deal Value
$97.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MONEY CONCEPTS CAPITAL CORP
CRD
12963
SEC file #
801-39736
EIN
460858651
DBA names
Money Concepts Advisory Service

Economics

AUM
$4.07B
AUM band
$1B+
AUM trajectory
'20'26
$2.19B → $4.07B▲ +86%
Client mix
Individuals Other16,296
Individuals High Net Worth511
Pension Profit Sharing Plans143
Corporations51
Charitable Organizations31

Operations

Employees (total)
478
Advisory staff (per ADV)
375
Advisory staff (5-yr trend)
'20'26
434 advisors → 375 advisors▼ -14%
Primary office
PALM BEACH GARDENS FL
Branches
Count376

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
moneyconcepts.com

Compliance

Disclosures (firm)
6
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MONEY CONCEPTS INTERNATIONAL,
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
MONEY CONCEPTS INTERNATIONAL,
WALSH, DENIS STEPHEN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MONEYCONCEPTS.COM
Rdap Domain Creation Date
1995-11-25T05:00:00Z
Rdap Firm Age Years
31
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
6
Form 5500 Total Compensation
184,472
Form 5500 Compensation Trajectory 3y
2025184,472
Form 5500 Plan Count Trajectory 3y
20256
Schedule C Total Compensation
184,472
Schedule C Service Provider Rows
6

SEC EDGAR

Edgar Cik
0001557194
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2012-08-31
Edgar Last Filing Date
2013-01-18
Edgar Form D Count
3
Edgar Form D Offerings
2013-01-182013-01-18 · 0001557194-13-000001
2012-12-192012-12-19 · 0001557194-12-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
48
Bc Firm Active IA Count
36
Bc Firm IAR Count
50
Custodian Candidates
Full
Charles Schwab6
Pershing4
E*trade4
State Street1
Bny Mellon1
Edgar Addresses
Mailing
1 RIVERWAYSUITE 1580HOUSTON, TX 77056
Business
1 RIVERWAYSUITE 1580HOUSTON, TX 77056
Edgar EIN
460858651
Edgar Recent Filings
D/A2013-01-18 · 0001557194-13-000001
D/A2012-12-19 · 0001557194-12-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-24T05:00:00Z
Rdap Domain Last Changed
2025-11-25T14:18:19Z
Rdap Nameservers
Ns1.mybdemail.comNs2.mybdemail.comNs3.mybdemail.comNs4.mybdemail.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (55)

55
RITTMAN, BARRY, RICHARD
IAR · Executive Officer · 2.5%
1997994
WALSH, DENIS, STEPHEN
Executive Officer · 2.5%
1124278
Cheryl Morris Barnett
Executive Officer · 2.5%
1795785
Liza Maria Matos
Executive Officer · 2.5%
4371969
James Edward Walsh
Executive Officer · 2.5%
2275368
WALSH, MARY, THERESE
Executive Officer · 2.5%
2829444
Karin Weber Costa Silva
IAR
7223295
John Patrick Walsh
IAR
6974163
Laurie Ann Martin
IAR
6460181
Martin Motnik
IAR
8084946
William Allen Porter
IAR
2714412
Marckenson Zephirin
IAR
5580377
Gregory Robert Lochard
IAR
4839798
MELISSA PATIENCE JAWORSKI
IAR
7291960
Javier Ledesma
IAR
2698085
Tyler Thomas Davis
IAR
7778275
Andrew John Borger
IAR
7883817
Candace Nicole Kearney
IAR
2888409
Dennis Robert Ederer
IAR
2839682
Laurie Ann Muscarella
IAR
3061948
Carol Ann Winburn
IAR
3086525
James Russell Hardesty
IAR
4061309
Randy Steven Christophel
IAR
3137326
Wendell Clayhampton Ford
IAR
4499234
Julie Perkins Settles
IAR
4567834
Peter Charles Weisberg
IAR
4573119
Robert J Moritz
IAR
5066977
Aaron Rodney Welch
IAR
4849124
William J Hall
IAR
4732627
Allen Berle Herskowitz
IAR
4614567
Roy Howard Sefton
IAR
4551601
Brandon R Lytle
IAR
5343430
Jeffrey Lynn Reitzel
IAR
4916141
Diana Lynn Davis
IAR
2727266
Jonathan Fitzpatrick George
IAR
4093818
Douglas Dean Brown
IAR
2766692
Richard Alan Morton
IAR
2945296
Anthony Thomas Muscarella
IAR
3026720
Kevin Scott Turner
IAR
2961977
Ingrid Karen Lamb
IAR
4344951
Jennifer Greenwell Haddow
IAR
3061949
Edward Paul Sabelawski
IAR
2839659
Charlene Martin
IAR
4089409
John Gordon Daniel
IAR
4607844
Todd Carlton O'Flanagan
IAR
4517766
William Ray Dye
IAR
4980787
Diana Bowman Damico
IAR
3210053
Janet L Liston
IAR
4163407
Douglas William Boy
IAR
3152881
Adelfino Palacios
IAR
3207443
Bernard Leo Caniff
IAR
4383158
Kenyon Obed Lassen
IAR
4058520
David Glenn Hackney
IAR
4199068
Richard Joseph Patient
IAR
2958351
Scott Alan Whisenant
IAR
2960023