SourcingSourcing

DEAN FINANCIAL SERVICES, LLC

C37
CRD 129679·SEC 801-62586·BEAVERCREEK, OH
AUM
$382.0M
$100M-$500M
Est. Revenue
$3.8M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$9.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DEAN FINANCIAL SERVICES, LLC
CRD
129679
SEC file #
801-62586
EIN
—
DBA names
Dean Financial Services

Economics

AUM
$382.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$170.7M → $382.0M▲ +124%
Client mix
Individuals Other225
Pension Profit Sharing Plans32
Individuals High Net Worth20

Operations

Employees (total)
9
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
5 advisors → 5 advisors▬ 0%
Primary office
BEAVERCREEK OH
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
chdean.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
C.H. DEAN, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
C.H. DEAN, LLC
MILLER, PAMALA, JANE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CHDEAN.COM
Rdap Domain Creation Date
1993-06-07T04:00:00Z
Rdap Firm Age Years
33
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
17,465
Form 5500 Compensation Trajectory 3y
202517,465
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
17,465
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2206
Soi Zip Pct 200k Plus
0.0435
Soi Zip Returns 200k Plus
580
Soi Zip Total AGI
968,315
Fdic Zip Total Deposits
10,100,749,000
Fdic Zip Branch Count
179
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
The Huntington National Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Fidelity2
Fdic Zip Branches Raw
Society National BankBeaver Creek Township, OH
Amerifirst Bank, National AssociationBeavercreek, OH
Fdic Zip HHI
1240.62
Fdic Zip Top Bank Share Pct
23.56
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-06-06T04:00:00Z
Rdap Domain Last Changed
2025-04-07T06:30:05Z
Rdap Nameservers
Ns11.worldnic.comNs12.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI40,080
Returns3,090
Stub 2
AGI124,389
Returns3,350
Stub 3
AGI146,280
Returns2,370
Soi Zip Total Business Income
18,856
Soi Zip Total Cap Gains
22,389
Soi Zip Total Dividends
13,444
Soi Zip Total Returns
13,330
Trust Company Affiliate
No

People (5)

5
MILLER, STEPHEN, MICHAEL
IAR · Executive Officer · 2.5%
2686150
MILLER, PAMALA, JANE
Executive Officer · 2.5%
6630129
RINDLER, DEBRA, ELIZABETH
Executive Officer · 2.5%
4420842
BETH JEAN VERDOORN
IAR
4078307
Matthew Thomas Wallace
IAR
6574773