SourcingSourcing

SFC FINANCIAL LLC

B51
CRD 129817·SEC 801-107167·SUNSET HILLS, MO
AUM
$208.3M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$625K
@ 30% margin
Est. Deal Value
$5.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SFC FINANCIAL LLC
CRD
129817
SEC file #
801-107167
EIN
—
DBA names
—

Economics

AUM
$208.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$143.7M → $208.3M▲ +45%
Client mix
Individuals High Net Worth40
Individuals Other37
Charitable Organizations1

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
SUNSET HILLS MO
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
sfcfin.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COPLEN, KENNETH, ALLEN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
COPLEN, KENNETH, ALLEN
POTTER, JACOB, VICTOR
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SFCFIN.COM
Rdap Domain Creation Date
2008-12-13T13:05:41Z
Rdap Firm Age Years
18
Rdap Firm Age Band
10-20y
Rdap Registrar
Wild West Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
E*trade4
Fidelity2
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-12-13T13:05:41Z
Rdap Domain Last Changed
2024-12-14T18:01:58Z
Rdap Nameservers
Ns-1433.awsdns-51.orgNs-1826.awsdns-36.co.ukNs-390.awsdns-48.comNs-556.awsdns-05.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1705966
Trust Company Affiliate
No

People (5)

5
COPLEN, KENNETH, ALLEN
IAR · Direct Owner · 62.5%
1705966
POTTER, JACOB, VICTOR
IAR · Direct Owner · 37.5%
6850874
RUSSO, KIMBERLY, DIANE
Direct Owner · 17.5%
4743623
SHARON CATHLEEN STANTON
IAR
5036284
Walter Allen Klein
IAR
8035553