SourcingSourcing

NEWMAN LADD CAPITAL ADVISORS, LLC.

B56
CRD 129860·SEC 801-79297·CAMILLUS, NY
AUM
$108.1M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$324K
@ 30% margin
Est. Deal Value
$2.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NEWMAN LADD CAPITAL ADVISORS, LLC.
CRD
129860
SEC file #
801-79297
EIN
—
DBA names
—

Economics

AUM
$108.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$77.2M → $108.1M▲ +40%
Client mix
Individuals Other185
Individuals High Net Worth21

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
3 advisors → 2 advisors▼ -33%
Primary office
CAMILLUS NY
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/02/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MOEN, ANDREW, T
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
MOEN, ANDREW, T
Irwin, Jack, Austin
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Fidelity2
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2954195
Trust Company Affiliate
No

People (3)

3
MOEN, ANDREW, T
IAR · Direct Owner · 87.5%
2954195
Irwin, Jack, Austin
IAR · Executive Officer · 2.5%
7829572
NICHOLAS MURRAY GROVES
IAR
5205751