SourcingSourcing

HINDS FINANCIAL GROUP INC

B60
CRD 129971·SEC 801-62684·LAKEWOOD, CO
AUM
$536.9M
$500M-$1B
Est. Revenue
$5.4M
@ 1% on AUM
Est. EBITDA
$1.6M
@ 30% margin
Est. Deal Value
$12.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HINDS FINANCIAL GROUP INC
CRD
129971
SEC file #
801-62684
EIN
—
DBA names
—

Economics

AUM
$536.9M
AUM band
$500M-$1B
AUM trajectory
'20'26
$346.8M → $536.9M▲ +55%
Client mix
Individuals Other162
Individuals High Net Worth136

Operations

Employees (total)
10
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
10 advisors → 5 advisors▼ -50%
Primary office
LAKEWOOD CO
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
12/02/2025
ADV-W filed at
—
Website
cccandc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HINDS, CYNTHIA, KELLEY
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
HINDS, CYNTHIA, KELLEY
KELLEY, JONATHAN, RUSSELL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CCCANDC.COM
Rdap Domain Creation Date
2001-08-10T17:57:38Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
22,114
Form 5500 Compensation Trajectory 3y
202622,114
Form 5500 Plan Count Trajectory 3y
20261
Schedule C Total Compensation
22,114
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
6
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Pershing4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2032-08-10T17:57:34Z
Rdap Domain Last Changed
2023-07-11T15:51:08Z
Rdap Nameservers
Ns21.domaincontrol.comNs22.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1151631
Trust Company Affiliate
No

People (6)

6
KELLEY, JONATHAN, RUSSELL
IAR · Direct Owner · 37.5%
4034111
HINDS, CYNTHIA, KELLEY
IAR · Direct Owner · 37.5%
1151631
JOHN CARTER DOWNING
IAR
1049179
KEITH EDWARD NICHOLSON
IAR
6177675
CRAIG STEPHEN CIARLELLI
IAR
1035445
MARK EDWARD O`CONNOR
IAR
2698798