DIVIDEND ASSETS CAPITAL, LLC

B52
CRD 129973·SEC 801-62643·RIDGELAND, SC
AUM
$540.8M
$500M-$1B
Est. Revenue
$5.4M
@ 1% on AUM
Est. EBITDA
$1.6M
@ 30% margin
Est. Deal Value
$13.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DIVIDEND ASSETS CAPITAL, LLC
CRD
129973
SEC file #
801-62643
EIN
200046881
DBA names

Economics

AUM
$540.8M
AUM band
$500M-$1B
AUM trajectory
'20'26
$717.5M → $540.8M▼ -25%
Client mix
Individuals Other333
Individuals High Net Worth49
Corporations13
Charitable Organizations3
Pension Profit Sharing Plans2

Operations

Employees (total)
7
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
6 advisors → 3 advisors▼ -50%
Primary office
RIDGELAND SC
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/30/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DIVIDEND ASSETS CAPITAL HOLDINGS,
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
DIVIDEND ASSETS CAPITAL HOLDINGS,
GREATBANC TRUST COMPANY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
DACAPITALSC.COM
Rdap Domain Creation Date
2011-11-30T21:16:52Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
16
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001365167
Edgar Registered
Yes
Edgar Filing Count
96
Edgar First Filing Date
2006-07-11
Edgar Last Filing Date
2026-04-28
Edgar 13f Count
94
Edgar 13f Latest AUM Estimate
Filing Date2026-04-28
Accession0001999371-26-009260
Edgar Former Names
DIVIDEND ASSET CAPITAL, LLC
DIVIDEND GROWTH ADVISORS, LLC

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1081
Soi Zip Pct 200k Plus
0.0216
Soi Zip Returns 200k Plus
150
Soi Zip Total AGI
345,523
Fdic Zip Total Deposits
4,114,713,000
Fdic Zip Branch Count
91
Fdic Zip Top Banks
South State Bank
Regions Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Charles Schwab6
E*trade4
Raymond James3
Wells Fargo1
Edgar Addresses
Mailing
58 RIVERWALK BLVDRIDGELAND, SC 29936
Business
58 RIVERWALK BLVDRIDGELAND, SC 29936
Edgar EIN
200046881
Edgar Recent Filings
13F-HR2026-04-28 · 0001999371-26-009260
13F-HR2026-02-12 · 0001999371-26-003138
Fdic Zip Branches Raw
First National BankRidgeland, SC
Carolina First Savings Bank, F.S.B.Ridgeland, SC
Fdic Zip HHI
978.09
Fdic Zip Top Bank Share Pct
15.13
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-30T21:16:52Z
Rdap Domain Last Changed
2024-11-19T16:21:25Z
Rdap Nameservers
Ns1.customermsp.comNs2.customermsp.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI34,328
Returns2,680
Stub 2
AGI74,339
Returns2,050
Stub 3
AGI58,806
Returns970
Soi Zip Total Business Income
12,482
Soi Zip Total Cap Gains
8,197
Soi Zip Total Dividends
1,730
Soi Zip Total Returns
6,940
Trust Company Affiliate
No