SourcingSourcing

KEYSTONE ASSET MANAGEMENT, INC.

A67
CRD 130101·SEC 801-62685·MCLEAN, VA
AUM
$261.0M
$100M-$500M
Est. Revenue
$2.6M
@ 1% on AUM
Est. EBITDA
$783K
@ 30% margin
Est. Deal Value
$6.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KEYSTONE ASSET MANAGEMENT, INC.
CRD
130101
SEC file #
801-62685
EIN
—
DBA names
—

Economics

AUM
$261.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$177.0M → $261.0M▲ +47%
Client mix
Individuals High Net Worth89
Individuals Other39
Charitable Organizations4
Pension Profit Sharing Plans2

Operations

Employees (total)
5
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
MCLEAN VA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/29/2024
ADV-W filed at
—
Website
keyami.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PATTERSON, DONNA, JEAN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
PATTERSON, DONNA, JEAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
KEYAMI.COM
Rdap Domain Creation Date
2025-04-27T18:23:38Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-27T18:23:38Z
Rdap Domain Last Changed
2025-09-30T17:04:36Z
Rdap Nameservers
Ns1.afternic.comNs2.afternic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1556379
Trust Company Affiliate
No

People (1)

1
DONNA JEAN PATTERSON
Direct Owner · 87.5%
1556379